DRED SCOTT,
PLAINTIFF IN ERROR,
v.
JOHN F.
A. SANDFORD.
December
Term, 1856
Justice
Catron, Justice Wayne, Justice Nelson, Justice Grier, Justice Daniel,
and Justice Campbell concurring in separate opinions.
Justice
McLean and Justice Curtis dissenting in separate opinions.
I.
1. Upon a writ of error to a Circuit Court of the United States, the transcript
of the record of all the proceedings in the case is brought before this
court, and is open to its inspection and revision.
2. When a plea to the jurisdiction, in abatement, is overruled by the
court upon demurrer, and the defendant pleads in bar, and upon these pleas
the final judgment of the court is in his favorif the plaintiff brings
a writ of error, the judgment of the court upon the plea in abatement
is before this court, although it was in favor of the plaintiffand if
the court erred in overruling it, the judgment must be reversed, and a
mandate issued to the Circuit Court to dismiss the case for want of jurisdiction.
3. In the Circuit Courts of the United States, the record must show that
the case is one in which, by the Constitution and laws of the United States,
the court had jurisdictionand if this does not appear, and the court gives
judgment either for plaintiff or defendant, it is error, and the judgment
must be reversed by this courtand the parties cannot by consent waive
the objection to the jurisdiction of the Circuit Court.
4. A free negro of the African race, whose ancestors were brought to this
country and sold as slaves, is not a 'citizen' within the meaning of the
Constitution of the United States.
5. When the Constitution was adopted, they were not regarded in any of
the States as members of the community which constituted the State, and
were not numbered among its 'people or citizens.' Consequently, the special
rights and immunities guarantied to citizens do not apply to them. And
not being 'citizens' within the meaning of the Constitution, they are
not entitled to sue in that character in a court of the United States,
and the Circuit Court has not jurisdiction in such a suit.
6. The only two clauses in the Constitution which point to this race,
treat them as persons whom it was morally lawful to deal in as articles
of property and to hold as slaves.
7. Since the adoption of the Constitution of the United States, no State
can by any subsequent law make a foreigner or any other description of
persons citizens of the United States, nor entitle them to the rights
and privileges secured to citizens by that instrument.
8. A State, by its laws passed since the adoption of the Constitution,
may put a foreigner or any other description of persons upon a footing
with its own citizens, as to all the rights and privileges enjoyed by
them within its dominion and by its laws. But that will not make him a
citizen of the United States, nor entitle him to sue in its courts, nor
to any of the privileges and immunities of a citizen in another State.
9. The change in public opinion and feeling in relation to the African
race, which has taken place since the adoption of the Constitution, cannot
change its construction and meaning, and it must be construed and administered
now according to its true meaning and intention when it was formed and
adopted.
10. The plaintiff having admitted, by his demurrer to the plea in abatement,
that his ancestors were imported from Africa and sold as slaves, he is
not a citizen of the State of Missouri according to the Constitution of
the United States, and was not entitled to sue in that character in the
Circuit Court.
11. This being the case, the judgment of the court below, in favor of
the plaintiff on the plea in abatement, was erroneous.
II.
1. But if the plea in abatement is not brought up by this writ of error,
the objection to the citizenship of the plaintiff is still apparent on
the record, as he himself, in making out his case, states that he is of
African descent, was born a slave, and claims that he and his family became
entitled to freedom by being taken, by their owner, to reside in a Territory
where slavery is prohibited by act of Congressand that, in addition to
this claim, he himself became entitled to freedom by being taken to Rock
Island, in the State of Illinoisand being free when he was brought back
to Missouri, he was by the laws of that State a citizen.
2. If, therefore, the facts he states do not give him or his family a
right to freedom, the plaintiff is still a slave, and not entitled to
sue as a 'citizen,' and the judgment of the Circuit Court was erroneous
on that ground also, without any reference to the plea in abatement.
3. The Circuit Court can give no judgment for plaintiff or defendant in
a case where it has not jurisdiction, no matter whether there be a plea
in abatement or not. And unless it appears upon the face of the record,
when brought here by writ of error, that the Circuit Court had jurisdiction,
the judgment must be reversed.
The case of Capron v. Van Noorden (2 Cranch, 126) examined, and the principles
thereby decided, reaffirmed.
4. When the record, as brought here by writ of error, does not show that
the Circuit Court had jurisdiction, this court has jurisdiction to revise
and correct the error, like any other error in the court below. It does
not and cannot dismiss the case for want of jurisdiction here; for that
would leave the erroneous judgment of the court below in full force, and
the party injured without remedy. But it must reverse the judgment, and,
as in any other case of reversal, send a mandate to the Circuit Court
to conform its judgment to the opinion of this court.
5. The difference of the jurisdiction in this court in the cases of writs
of error to State courts and to Circuit Courts of the United States, pointed
out; and the mistakes made as to the jurisdiction of this court in the
latter case, by confounding it with its limited jurisdiction in the former.
6. If the court reverses a judgment upon the ground that it appears by
a particular part of the record that the Circuit Court had not jurisdiction,
it does not take away the jurisdiction of this court to examine into and
correct, by a reversal of the judgment, and other errors, either as to
the jurisdiction or any other matter, where it appears from other parts
of the record that the Circuit Court had fallen into error. On the contrary,
it is the daily and familiar practice of this court to reverse on several
grounds, where more than one error appears to have been committed. And
the error of a Circuit Court in its jurisdiction stands on the same ground,
and is to be treated in the same manner as any other error upon which
its judgment is founded.
7. The decision, therefore, that the judgment of the Circuit Court upon
the plea in abatement is erroneous, is no reason why the alleged error
apparent in the exception should not also be examined, and the judgment
reversed on that ground also, if it discloses a want of jurisdiction in
the Circuit Court.
8. It is often the duty of this court, after having decided that a particular
decision of the Circuit Court was erroneous, to examine into other alleged
errors, and to correct them if they are found to exist. And this has been
uniformly done by this court, when the questions are in any degree connected
with the controversy, and the silence of the court might create doubts
which would lead to further and useless litigation.
III.
1. The facts upon which the plaintiff relies, did not give him his freedom,
and make him a citizen of Missouri.
2. The clause in the Constitution authorizing Congress to make all needful
rules and regulations for the government of the territory and other property
of the United States, applies only to territory within the chartered limits
of some one of the States when they were colonies of Great Britain, and
which was surrendered by the British Government to the old Confederation
of the States, in the treaty of peace. It does not apply to territory
acquired by the present Federal Government, by treaty or conquest, from
a foreign nation.
The case of the American and Ocean Insurance Companies v. Canter (1 Peters,
511) referred to and examined, showing that the decision in this case
is not in conflict with that opinion, and that the court did not, in the
case referred to, decide upon the construction of the clause of the Constitution
above mentioned, because the case before them did not make it necessary
to decide the question.
3. The United States, under the present Constitution, cannot acquire territory
to be held as a colony, to be governed at its will and pleasure. But it
may acquire territory which, at the time, has not a population that fits
it to become a State, and may govern it as a Territory until it has a
population which, in the judgment of Congress, entitles it to be admitted
as a State of the Union.
4. During the time it remains a Territory, Congress may legislate over
it within the scope of its constitutional powers in relation to citizens
of the United Statesand may establish a Territorial Governmentand the
form of this local Government must be regulated by the discretion of Congressbut
with powers not exceeding those which Congress itself, by the Constitution,
is authorized to exercise over citizens of the United States, in respect
to their rights of persons or rights of property.
IV.
1. The territory thus acquired, is acquired by the people of the United
States for their common and equal benefit, through their agent and trustee,
the Federal Government. Congress can exercise no power over the rights
of persons or property of a citizen in the Territory which is prohibited
by the Constitution. The Government and the citizen, whenever the Territory
is open to settlement, both enter it with their respective rights defined
and limited by the Constitution.
2. Congress have no right to prohibit the citizens of any particular State
or States from taking up their home there, while it permits citizens of
other States to do so. Nor has it a right to give privileges to one class
of citizens which it refuses to another. The territory is acquired for
their equal and common benefitand if open to any, it must be open to all
upon equal and the same terms.
3. Every citizen has a right to take with him into the Territory any article
of property which the Constitution of the United States recognises as
property.
4. The Constitution of the United States recognises slaves as property,
and pledges the Federal Government to protect it. And Congress cannot
exercise any more authority over property of that description than it
may constitutionally exercise over property of any other kind.
5. The act of Congress, therefore, prohibiting a citizen of the United
States from taking with him his slaves when he removes to the Territory
in question to reside, is an exercise of authority over private property
which is not warranted by the Constitutionand the removal of the plaintiff,
by his owner, to that Territory, gave him no title to freedom.
V.
1. The plaintiff himself acquired no title to freedom by being taken,
by his owner, to Rock Island, in Illinois, and brought back to Missouri.
This court has heretofore decided that the status or condition of a person
of African descent depended on the laws of the State in which he resided.
2. It has been settled by the decisions of the highest court in Missouri,
that, by the laws of that State, a slave does not become entitled to his
freedom, where the owner takes him to reside in a State where slavery
is not permitted, and afterwards brings him back to Missouri.
Conclusion. It follows that it is apparent upon the record that the court
below erred in its judgment on the plea in abatement, and also erred in
giving judgment for the defendant, when the exception shows that the plaintiff
was not a citizen of the United States. And as the Circuit Court had no
jurisdiction, either in the case stated in the plea in abatement, or in
the one stated in the exception, its judgment in favor of the defendant
is erroneous, and must be reversed.
THIS case
was brought up, by writ of error, from the Circuit Court of the United
States for the district of Missouri.
It was an
action of trespass vi et armis instituted in the Circuit Court
by Scott against Sandford.
Prior to
the institution of the present suit, an action was brought by Scott for
his freedom in the Circuit Court of St. Louis county, (State court,) where
there was a verdict and judgment in his favor. On a writ of error to the
Supreme Court of the State, the judgment below was reversed, and the case
remanded to the Circuit Court, where it was continued to await the decision
of the case now in question.
The declaration
of Scott contained three counts: one, that Sandford had assaulted the
plaintiff; one, that he had assaulted Harriet Scott, his wife; and one,
that he had assaulted Eliza Scott and Lizzie Scott, his children.
Sandford
appeared, and filed the following plea:
Dred Scott
v.
John F. Sandford
Plea to
the Jurisdiction of the Court
APRIL TERM,
1854.
And the
said John F. A. Sandford, in his own proper person, comes and says that
this court ought not to have or take further cognizance of the action
aforesaid, because he says that said cause of action, and each and every
of them, (if any such have accrued to the said Dred Scott,) accrued to
the said Dred Scott out of the jurisdiction of this court, and exclusively
within the jurisdiction of the courts of the State of Missouri, for that,
to wit: the said plaintiff, Dred Scott, is not a citizen of the State
of Missouri, as alleged in his declaration, because he is a negro of African
descent; his ancestors were of pure African blood, and were brought into
this country and sold as negro slaves, and this the said Sandford is ready
to verify. Wherefore, he prays judgment whether this court can or will
take further cognizance of the action aforesaid.
JOHN F.
A. SANDFORD.
To this
plea there was a demurrer in the usual form, which was argued in April,
1854, when the court gave judgment that the demurrer should be sustained.
In May,
1854, the defendant, in pursuance of an agreement between counsel, and
with the leave of the court, pleaded in bar of the action:
1. Not guilty.
2. That
the plaintiff was a negro slave, the lawful property of the defendant,
and, as such, the defendant gently laid his hands upon him, and thereby
had only restrained him, as the defendant had a right to do.
3. That
with respect to the wife and daughters of the plaintiff, in the second
and third counts of the declaration mentioned, the defendant had, as to
them, only acted in the same manner, and in virtue of the same legal right.
In the first
of these pleas, the plaintiff joined issue; and to the second and third,
filed replications alleging that the defendant, of his own wrong and without
the cause in his second and third pleas alleged, committed the trespasses,
&c.
The counsel
then filed the following agreed statement of facts, viz:
In the year
1834, the plaintiff was a negro slave belonging to Dr. Emerson, who was
a surgeon in the army of the United States. In that year, 1834, said Dr.
Emerson took the plaintiff from the State of Missouri to the military
post at Rock Island, in the State of Illinois, and held him there as a
slave until the month of April or May, 1836. At the time last mentioned,
said Dr. Emerson removed the plaintiff from said military post at Rock
Island to the military post at Fort Snelling, situate on the west bank
of the Mississippi river, in the Territory known as Upper Louisiana, acquired
by the United States of France, and situate north of the latitude of thirtysix
degrees thirty minutes north, and north of the State of Missouri. Said
Dr. Emerson held the plaintiff in slavery at said Fort Snelling, from
said lastmentioned date until the year 1838.
In the year
1835, Harriet, who is named in the second count of the plaintiff's declaration,
was the negro slave of Major Taliaferro, who belonged to the army of the
United States. In that year, 1835, said Major Taliaferro took said Harriet
to said Fort Snelling, a military post, situated as hereinbefore stated,
and kept her there as a slave until the year 1836, and then sold and delivered
her as a slave at said Fort Snelling unto the said Dr. Emerson hereinbefore
named. Said Dr. Emerson held said Harriet in slavery at said Fort Snelling
until the year 1838.
In the year
1836, the plaintiff and said Harriet at said Fort Snelling, with the consent
of said Dr. Emerson, who then claimed to be their master and owner, intermarried,
and took each other for husband and wife. Eliza and Lizzie, named in the
third count of the plaintiff's declaration, are the fruit of that marriage.
Eliza is about fourteen years old, and was born on board the steamboat
Gipsey, north of the north line of the State of Missouri, and upon the
river Mississippi. Lizzie is about seven years old, and was born in the
State of Missouri, at the military post called Jefferson Barracks.
In the year
1838, said Dr. Emerson removed the plaintiff and said Harriet and their
said daughter Eliza, from said Fort Snelling to the State of Missouri,
where they have ever since resided.
Before the
commencement of this suit, said Dr. Emerson sold and conveyed the plaintiff,
said Harriet, Eliza, and Lizzie, to the defendant, as slaves, and the
defendant has ever since claimed to hold them and each of them as slaves.
At the times
mentioned in the plaintiff's declaration, the defendant, claiming to be
owner as aforesaid, laid his hands upon said plaintiff, Harriet, Eliza,
and Lizzie, and imprisoned them, doing in this respect, however, no more
than what he might lawfully do if they were of right his slaves at such
times.
Further
proof may be given on the trial for either party.
It is agreed
that Dred Scott brought suit for his freedom in the Circuit Court of St.
Louis county; that there was a verdict and judgment in his favor; that
on a writ of error to the Supreme Court, the judgment below was reversed,
and the same remanded to the Circuit Court, where it has been continued
to await the decision of this case.
In May,
1854, the cause went before a jury, who found the following verdict, viz:
'As to the first issue joined in this case, we of the jury find the defendant
not guilty; and as to the issue secondly above joined, we of the jury
find that before and at the time when, &c., in the first count mentioned,
the said Dred Scott was a negro slave, the lawful property of the defendant;
and as to the issue thirdly above joined, we, the jury, find that before
and at the time when, &c., in the second and third counts mentioned,
the said Harriet, wife of said Dred Scott, and Eliza and Lizzie, the daughters
of the said Dred Scott, were negro slaves, the lawful property of the
defendant.'
Whereupon,
the court gave judgment for the defendant.
After an
ineffectual motion for a new trial, the plaintiff filed the following
bill of exceptions.
On the trial
of this cause by the jury, the plaintiff, to maintain the issues on his
part, read to the jury the following agreed statement of facts, (see agreement
above.) No further testimony was given to the jury by either party. Thereupon
the plaintiff moved the court to give to the jury the following instruction,
viz:
'That, upon the facts agreed to by the parties, they ought to find for
the plaintiff. The court refused to give such instruction to the jury,
and the plaintiff, to such refusal, then and there duly excepted.'
The court
then gave the following instruction to the jury, on motion of the defendant:
'The jury
are instructed, that upon the facts in this case, the law is with the
defendant.' The plaintiff excepted to this instruction.
Upon these
exceptions, the case came up to this court.
It was argued
at December term, 1855, and ordered to be reargued at the present term.
It was now
argued by Mr. Blair and Mr. G. F. Curtis for the plaintiff
in error, and by Mr. Geyer and Mr. Johnson for the defendant
in error.
The reporter
regrets that want of room will not allow him to give the arguments of
counsel; but he regrets it the less, because the subject is thoroughly
examined in the opinion of the court, the opinions of the concurring judges,
and the opinions of the judges who dissented from the judgment of the
court.
Mr. Chief
Justice TANEY delivered the opinion of the court.
This case
has been twice argued. After the argument at the last term, differences
of opinion were found to exist among the members of the court; and as
the questions in controversy are of the highest importance, and the court
was at that time much pressed by the ordinary business of the term, it
was deemed advisable to continue the case, and direct a reargument on
some of the points, in order that we might have an opportunity of giving
to the whole subject a more deliberate consideration. It has accordingly
been again argued by counsel, and considered by the court; and I now proceed
to deliver its opinion.
There are
two leading questions presented by the record:
1. Had the
Circuit Court of the United States jurisdiction to hear and determine
the case between these parties? And
2. If it
had jurisdiction, is the judgment it has given erroneous or not?
The plaintiff
in error, who was also the plaintiff in the court below, was, with his
wife and children, held as slaves by the defendant, in the State of Missouri;
and he brought this action in the Circuit Court of the United States for
that district, to assert the title of himself and his family to freedom.
The declaration
is in the form usually adopted in that State to try questions of this
description, and contains the averment necessary to give the court jurisdiction;
that he and the defendant are citizens of different States; that is, that
he is a citizen of Missouri, and the defendant a citizen of New York.
The defendant
pleaded in abatement to the jurisdiction of the court, that the plaintiff
was not a citizen of the State of Missouri, as alleged in his declaration,
being a negro of African descent, whose ancestors were of pure African
blood, and who were brought into this country and sold as slaves.
To this
plea the plaintiff demurred, and the defendant joined in demurrer. The
court overruled the plea, and gave judgment that the defendant should
answer over. And he thereupon put in sundry pleas in bar, upon which issues
were joined; and at the trial the verdict and judgment were in his favor.
Whereupon the plaintiff brought this writ of error.
Before we
speak of the pleas in bar, it will be proper to dispose of the questions
which have arisen on the plea in abatement.
That plea
denies the right of the plaintiff to sue in a court of the United States,
for the reasons therein stated.
If the question
raised by it is legally before us, and the court should be of opinion
that the facts stated in it disqualify the plaintiff from becoming a citizen,
in the sense in which that word is used in the Constitution of the United
States, then the judgment of the Circuit Court is erroneous, and must
be reversed.
It is suggested,
however, that this plea is not before us; and that as the judgment in
the court below on this plea was in favor of the plaintiff, he does not
seek to reverse it, or bring it before the court for revision by his writ
of error; and also that the defendant waived this defence by pleading
over, and thereby admitted the jurisdiction of the court.
But, in
making this objection, we think the peculiar and limited jurisdiction
of courts of the United States has not been adverted to. This peculiar
and limited jurisdiction has made it necessary, in these courts, to adopt
different rules and principles of pleading, so far as jurisdiction is
concerned, from those which regulate courts of common law in England,
and in the different States of the Union which have adopted the commonlaw
rules.
In these
lastmentioned courts, where their character and rank are analogous to
that of a Circuit Court of the United States; in other words, where they
are what the law terms courts of general jurisdiction; they are presumed
to have jurisdiction, unless the contrary appears. No averment in the
pleadings of the plaintiff is necessary, in order to give jurisdiction.
If the defendant objects to it, he must plead it specially, and unless
the fact on which he relies is found to be true by a jury, or admitted
to be true by the plaintiff, the jurisdiction cannot be disputed in an
appellate court.
Now, it
is not necessary to inquire whether in courts of that description a party
who pleads over in bar, when a plea to the jurisdiction has been ruled
against him, does or does not waive his plea; nor whether upon a judgment
in his favor on the pleas in bar, and a writ of error brought by the plaintiff,
the question upon the plea in abatement would be open for revision in
the appellate court. Cases that may have been decided in such courts,
or rules that may have been laid down by commonlaw pleaders, can have
no influence in the decision in this court. Because, under the Constitution
and laws of the United States, the rules which govern the pleadings in
its courts, in questions of jurisdiction, stand on different principles
and are regulated by different laws.
This difference
arises, as we have said, from the peculiar character of the Government
of the United States. For although it is sovereign and supreme in its
appropriate sphere of action, yet it does not possess all the powers which
usually belong to the sovereignty of a nation. Certain specified powers,
enumerated in the Constitution, have been conferred upon it; and neither
the legislative, executive, nor judicial departments of the Government
can lawfully exercise any authority beyond the limits marked out by the
Constitution. And in regulating the judicial department, the cases in
which the courts of the United States shall have jurisdiction are particularly
and specifically enumerated and defined; and they are not authorized to
take cognizance of any case which does not come within the description
therein specified. Hence, when a plaintiff sues in a court of the United
States, it is necessary that he should show, in his pleading, that the
suit he brings is within the jurisdiction of the court, and that he is
entitled to sue there. And if he omits to do this, and should, by any
oversight of the Circuit Court, obtain a judgment in his favor, the judgment
would be reversed in the appellate court for want of jurisdiction in the
court below. The jurisdiction would not be presumed, as in the case of
a commonlaw English or State court, unless the contrary appeared. But
the record, when it comes before the appellate court, must show, affirmatively,
that the inferior court had authority, under the Constitution, to hear
and determine the case. And if the plaintiff claims a right to sue in
a Circuit Court of the United States, under that provision of the Constitution
which gives jurisdiction in controversies between citizens of different
States, he must distinctly aver in his pleading that they are citizens
of different States; and he cannot maintain his suit without showing that
fact in the pleadings.
This point
was decided in the case of Bingham v. Cabot, (in 3 Dall., 382,) and ever
since adhered to by the court. And in Jackson v. Ashton, (8 Pet., 148,)
it was held that the objection to which it was open could not be waived
by the opposite party, because consent of parties could not give jurisdiction.
It is needless
to accumulate cases on this subject. Those already referred to, and the
cases of Capron v. Van Noorden, (in 2 Cr., 126,) and Montalet v. Murray,
(4 Cr., 46,) are sufficient to show the rule of which we have spoken.
The case of Capron v. Van Noorden strikingly illustrates the difference
between a commonlaw court and a court of the United States.
If, however,
the fact of citizenship is averred in the declaration, and the defendant
does not deny it, and put it in issue by plea in abatement, he cannot
offer evidence at the trial to disprove it, and consequently cannot avail
himself of the objection in the appellate court, unless the defect should
be apparent in some other part of the record. For if there is no plea
in abatement, and the want of jurisdiction does not appear in any other
part of the transcript brought up by the writ of error, the undisputed
averment of citizenship in the declaration must be taken in this court
to be true. In this case, the citizenship is averred, but it is denied
by the defendant in the manner required by the rules of pleading, and
the fact upon which the denial is based is admitted by the demurrer. And,
if the plea and demurrer, and judgment of the court below upon it, are
before us upon this record, the question to be decided is, whether the
facts stated in the plea are sufficient to show that the plaintiff is
not entitled to sue as a citizen in a court of the United States.
We think
they are before us. The plea in abatement and the judgment of the court
upon it, are a part of the judicial proceedings in the Circuit Court,
and are there recorded as such; and a writ of error always brings up to
the superior court the whole record of the proceedings in the court below.
And in the case of the United States v. Smith, (11 Wheat., 172,) this
court said, that the case being brought up by writ of error, the whole
record was under the consideration of this court. And this being the case
in the present instance, the plea in abatement is necessarily under consideration;
and it becomes, therefore, our duty to decide whether the facts stated
in the plea are or are not sufficient to show that the plaintiff is not
entitled to sue as a citizen in a court of the United States.
This is
certainly a very serious question, and one that now for the first time
has been brought for decision before this court. But it is brought here
by those who have a right to bring it, and it is our duty to meet it and
decide it.
The question
is simply this: Can a negro, whose ancestors were imported into this country,
and sold as slaves, become a member of the political community formed
and brought into existence by the Constitution of the United States, and
as such become entitled to all the rights, and privileges, and immunities,
guarantied by that instrument to the citizen? One of which rights is the
privilege of suing in a court of the United States in the cases specified
in the Constitution.
It will
be observed, that the plea applies to that class of persons only whose
ancestors were negroes of the African race, and imported into this country,
and sold and held as slaves. The only matter in issue before the court,
therefore, is, whether the descendants of such slaves, when they shall
be emancipated, or who are born of parents who had become free before
their birth, are citizens of a State, in the sense in which the word citizen
is used in the Constitution of the United States. And this being the only
matter in dispute on the pleadings, the court must be understood as speaking
in this opinion of that class only, that is, of those persons who are
the descendants of Africans who were imported into this country, and sold
as slaves.
The situation
of this population was altogether unlike that of the Indian race. The
latter, it is true, formed no part of the colonial communities, and never
amalgamated with them in social connections or in government. But although
they were uncivilized, they were yet a free and independent people, associated
together in nations or tribes, and governed by their own laws. Many of
these political communities were situated in territories to which the
white race claimed the ultimate right of dominion. But that claim was
acknowledged to be subject to the right of the Indians to occupy it as
long as they thought proper, and neither the English nor colonial Governments
claimed or exercised any dominion over the tribe or nation by whom it
was occupied, nor claimed the right to the possession of the territory,
until the tribe or nation consented to cede it. These Indian Governments
were regarded and treated as foreign Governments, as much so as if an
ocean had separated the red man from the white; and their freedom has
constantly been acknowledged, from the time of the first emigration to
the English colonies to the present day, by the different Governments
which succeeded each other. Treaties have been negotiated with them, and
their alliance sought for in war; and the people who compose these Indian
political communities have always been treated as foreigners not living
under our Government. It is true that the course of events has brought
the Indian tribes within the limits of the United States under subjection
to the white race; and it has been found necessary, for their sake as
well as our own, to regard them as in a state of pupilage, and to legislate
to a certain extent over them and the territory they occupy. But they
may, without doubt, like the subjects of any other foreign Government,
be naturalized by the authority of Congress, and become citizens of a
State, and of the United States; and if an individual should leave his
nation or tribe, and take up his abode among the white population, he
would be entitled to all the rights and privileges which would belong
to an emigrant from any other foreign people.
We proceed
to examine the case as presented by the pleadings.
The words
'people of the United States' and 'citizens' are synonymous terms, and
mean the same thing. They both describe the political body who, according
to our republican institutions, form the sovereignty, and who hold the
power and conduct the Government through their representatives. They are
what we familiarly call the 'sovereign people,' and every citizen is one
of this people, and a constituent member of this sovereignty. The question
before us is, whether the class of persons described in the plea in abatement
compose a portion of this people, and are constituent members of this
sovereignty? We think they are not, and that they are not included, and
were not intended to be included, under the word 'citizens' in the Constitution,
and can therefore claim none of the rights and privileges which that instrument
provides for and secures to citizens of the United States. On the contrary,
they were at that time considered as a subordinate and inferior class
of beings, who had been subjugated by the dominant race, and, whether
emancipated or not, yet remained subject to their authority, and had no
rights or privileges but such as those who held the power and the Government
might choose to grant them.
It is not
the province of the court to decide upon the justice or injustice, the
policy or impolicy, of these laws. The decision of that question belonged
to the political or lawmaking power; to those who formed the sovereignty
and framed the Constitution. The duty of the court is, to interpret the
instrument they have framed, with the best lights we can obtain on the
subject, and to administer it as we find it, according to its true intent
and meaning when it was adopted.
In discussing
this question, we must not confound the rights of citizenship which a
State may confer within its own limits, and the rights of citizenship
as a member of the Union. It does not by any means follow, because he
has all the rights and privileges of a citizen of a State, that he must
be a citizen of the United States. He may have all of the rights and privileges
of the citizen of a State, and yet not be entitled to the rights and privileges
of a citizen in any other State. For, previous to the adoption of the
Constitution of the United States, every State had the undoubted right
to confer on whomsoever it pleased the character of citizen, and to endow
him with all its rights. But this character of course was confined to
the boundaries of the State, and gave him no rights or privileges in other
States beyond those secured to him by the laws of nations and the comity
of States. Nor have the several States surrendered the power of conferring
these rights and privileges by adopting the Constitution of the United
States. Each State may still confer them upon an alien, or any one it
thinks proper, or upon any class or description of persons; yet he would
not be a citizen in the sense in which that word is used in the Constitution
of the United States, nor entitled to sue as such in one of its courts,
nor to the privileges and immunities of a citizen in the other States.
The rights which he would acquire would be restricted to the State which
gave them. The Constitution has conferred on Congress the right to establish
an uniform rule of naturalization, and this right is evidently exclusive,
and has always been held by this court to be so. Consequently, no State,
since the adoption of the Constitution, can by naturalizing an alien invest
him with the rights and privileges secured to a citizen of a State under
the Federal Government, although, so far as the State alone was concerned,
he would undoubtedly be entitled to the rights of a citizen, and clothed
with all the rights and immunities which the Constitution and laws of
the State attached to that character.
It is very
clear, therefore, that no State can, by any act or law of its own, passed
since the adoption of the Constitution, introduce a new member into the
political community created by the Constitution of the United States.
It cannot make him a member of this community by making him a member of
its own. And for the same reason it cannot introduce any person, or description
of persons, who were not intended to be embraced in this new political
family, which the Constitution brought into existence, but were intended
to be excluded from it.
The question
then arises, whether the provisions of the Constitution, in relation to
the personal rights and privileges to which the citizen of a State should
be entitled, embraced the negro African race, at that time in this country,
or who might afterwards be imported, who had then or should afterwards
be made free in any State; and to put it in the power of a single State
to make him a citizen of the United States, and endue him with the full
rights of citizenship in every other State without their consent? Does
the Constitution of the United States act upon him whenever he shall be
made free under the laws of a State, and raised there to the rank of a
citizen, and immediately clothe him with all the privileges of a citizen
in every other State, and in its own courts?
The court
think the affirmative of these propositions cannot be maintained. And
if it cannot, the plaintiff in error could not be a citizen of the State
of Missouri, within the meaning of the Constitution of the United States,
and, consequently, was not entitled to sue in its courts.
It is true,
every person, and every class and description of persons, who were at
the time of the adoption of the Constitution recognised as citizens in
the several States, became also citizens of this new political body; but
none other; it was formed by them, and for them and their posterity, but
for no one else. And the personal rights and privileges guarantied to
citizens of this new sovereignty were intended to embrace those only who
were then members of the several State communities, or who should afterwards
by birthright or otherwise become members, according to the provisions
of the Constitution and the principles on which it was founded. It was
the union of those who were at that time members of distinct and separate
political communities into one political family, whose power, for certain
specified purposes, was to extend over the whole territory of the United
States. And it gave to each citizen rights and privileges outside of his
State which he did not before possess, and placed him in every other State
upon a perfect equality with its own citizens as to rights of person and
rights of property; it made him a citizen of the United States.
It becomes
necessary, therefore, to determine who were citizens of the several States
when the Constitution was adopted. And in order to do this, we must recur
to the Governments and institutions of the thirteen colonies, when they
separated from Great Britain and formed new sovereignties, and took their
places in the family of independent nations. We must inquire who, at that
time, were recognised as the people or citizens of a State, whose rights
and liberties had been outraged by the English Government; and who declared
their independence, and assumed the powers of Government to defend their
rights by force of arms.
In the opinion
of the court, the legislation and histories of the times, and the language
used in the Declaration of Independence, show, that neither the class
of persons who had been imported as slaves, nor their descendants, whether
they had become free or not, were then acknowledged as a part of the people,
nor intended to be included in the general words used in that memorable
instrument.
It is difficult
at this day to realize the state of public opinion in relation to that
unfortunate race, which prevailed in the civilized and enlightened portions
of the world at the time of the Declaration of Independence, and when
the Constitution of the United States was framed and adopted. But the
public history of every European nation displays it in a manner too plain
to be mistaken.
They had
for more than a century before been regarded as beings of an inferior
order, and altogether unfit to associate with the white race, either in
social or political relations; and so far inferior, that they had no rights
which the white man was bound to respect; and that the negro might justly
and lawfully be reduced to slavery for his benefit. He was bought and
sold, and treated as an ordinary article of merchandise and traffic, whenever
a profit could be made by it. This opinion was at that time fixed and
universal in the civilized portion of the white race. It was regarded
as an axiom in morals as well as in politics, which no one thought of
disputing, or supposed to be open to dispute; and men in every grade and
position in society daily and habitually acted upon it in their private
pursuits, as well as in matters of public concern, without doubting for
a moment the correctness of this opinion.
And in no
nation was this opinion more firmly fixed or more uniformly acted upon
than by the English Government and English people. They not only seized
them on the coast of Africa, and sold them or held them in slavery for
their own use; but they took them as ordinary articles of merchandise
to every country where they could make a profit on them, and were far
more extensively engaged in this commerce than any other nation in the
world.
The opinion
thus entertained and acted upon in England was naturally impressed upon
the colonies they founded on this side of the Atlantic. And, accordingly,
a negro of the African race was regarded by them as an article of property,
and held, and bought and sold as such, in every one of the thirteen colonies
which united in the Declaration of Independence, and afterwards formed
the Constitution of the United States. The slaves were more or less numerous
in the different colonies, as slave labor was found more or less profitable.
But no one seems to have doubted the correctness of the prevailing opinion
of the time.
The legislation
of the different colonies furnishes positive and indisputable proof of
this fact.
It would
be tedious, in this opinion, to enumerate the various laws they passed
upon this subject. It will be sufficient, as a sample of the legislation
which then generally prevailed throughout the British colonies, to give
the laws of two of them; one being still a large slaveholding State, and
the other the first State in which slavery ceased to exist.
The province
of Maryland, in 1717, (ch. 13, s. 5,) passed a law declaring 'that if
any free negro or mulatto intermarry with any white woman, or if any white
man shall intermarry with any negro or mulatto woman, such negro or mulatto
shall become a slave during life, excepting mulattoes born of white women,
who, for such intermarriage, shall only become servants for seven years,
to be disposed of as the justices of the county court, where such marriage
so happens, shall think fit; to be applied by them towards the support
of a public school within the said county. And any white man or white
woman who shall intermarry as aforesaid, with any negro or mulatto, such
white man or white woman shall become servants during the term of seven
years, and shall be disposed of by the justices as aforesaid, and be applied
to the uses aforesaid.'
The other
colonial law to which we refer was passed by Massachusetts in 1705, (chap.
6.) It is entitled 'An act for the better preventing of a spurious and
mixed issue,' &c.; and it provides, that 'if any negro or mulatto
shall presume to smite or strike any person of the English or other Christian
nation, such negro or mulatto shall be severely whipped, at the discretion
of the justices before whom the offender shall be convicted.'
And 'that
none of her Majesty's English or Scottish subjects, nor of any other Christian
nation, within this province, shall contract matrimony with any negro
or mulatto; nor shall any person, duly authorized to solemnize marriage,
presume to join any such in marriage, on pain of forfeiting the sum of
fifty pounds; one moiety thereof to her Majesty, for and towards the support
of the Government within this province, and the other moiety to him or
them that shall inform and sue for the same, in any of her Majesty's courts
of record within the province, by bill, plaint, or information.'
We give
both of these laws in the words used by the respective legislative bodies,
because the language in which they are framed, as well as the provisions
contained in them, show, too plainly to be misunderstood, the degraded
condition of this unhappy race. They were still in force when the Revolution
began, and are a faithful index to the state of feeling towards the class
of persons of whom they speak, and of the position they occupied throughout
the thirteen colonies, in the eyes and thoughts of the men who framed
the Declaration of Independence and established the State Constitutions
and Governments. They show that a perpetual and impassable barrier was
intended to be erected between the white race and the one which they had
reduced to slavery, and governed as subjects with absolute and despotic
power, and which they then looked upon as so far below them in the scale
of created beings, that intermarriages between white persons and negroes
or mulattoes were regarded as unnatural and immoral, and punished as crimes,
not only in the parties, but in the person who joined them in marriage.
And no distinction in this respect was made between the free negro or
mulatto and the slave, but this stigma, of the deepest degradation, was
fixed upon the whole race.
We refer
to these historical facts for the purpose of showing the fixed opinions
concerning that race, upon which the statesmen of that day spoke and acted.
It is necessary to do this, in order to determine whether the general
terms used in the Constitution of the United States, as to the rights
of man and the rights of the people, was intended to include them, or
to give to them or their posterity the benefit of any of its provisions.
The language
of the Declaration of Independence is equally conclusive:
It begins
by declaring that, 'when in the course of human events it becomes necessary
for one people to dissolve the political bands which have connected them
with another, and to assume among the powers of the earth the separate
and equal station to which the laws of nature and nature's God entitle
them, a decent respect for the opinions of mankind requires that they
should declare the causes which impel them to the separation.'
It then
proceeds to say: 'We hold these truths to be selfevident: that all men
are created equal; that they are endowed by their Creator with certain
unalienable rights; that among them is life, liberty, and the pursuit
of happiness; that to secure these rights, Governments are instituted,
deriving their just powers from the consent of the governed.'
The general
words above quoted would seem to embrace the whole human family, and if
they were used in a similar instrument at this day would be so understood.
But it is too clear for dispute, that the enslaved African race were not
intended to be included, and formed no part of the people who framed and
adopted this declaration; for if the language, as understood in that day,
would embrace them, the conduct of the distinguished men who framed the
Declaration of Independence would have been utterly and flagrantly inconsistent
with the principles they asserted; and instead of the sympathy of mankind,
to which they so confidently appealed, they would have deserved and received
universal rebuke and reprobation.
Yet the
men who framed this declaration were great menhigh in literary acquirementshigh
in their sense of honor, and incapable of asserting principles inconsistent
with those on which they were acting. They perfectly understood the meaning
of the language they used, and how it would be understood by others; and
they knew that it would not in any part of the civilized world be supposed
to embrace the negro race, which, by common consent, had been excluded
from civilized Governments and the family of nations, and doomed to slavery.
They spoke and acted according to the then established doctrines and principles,
and in the ordinary language of the day, and no one misunderstood them.
The unhappy black race were separated from the white by indelible marks,
and laws long before established, and were never thought of or spoken
of except as property, and when the claims of the owner or the profit
of the trader were supposed to need protection.
This state
of public opinion had undergone no change when the Constitution was adopted,
as is equally evident from its provisions and language.
The brief
preamble sets forth by whom it was formed, for what purposes, and for
whose benefit and protection. It declares that it is formed by the people
of the United States; that is to say, by those who were members of the
different political communities in the several States; and its great object
is declared to be to secure the blessings of liberty to themselves and
their posterity. It speaks in general terms of the people of the United
States, and of citizens of the several States, when it is providing for
the exercise of the powers granted or the privileges secured to the citizen.
It does not define what description of persons are intended to be included
under these terms, or who shall be regarded as a citizen and one of the
people. It uses them as terms so well understood, that no further description
or definition was necessary.
But there
are two clauses in the Constitution which point directly and specifically
to the negro race as a separate class of persons, and show clearly that
they were not regarded as a portion of the people or citizens of the Government
then formed.
One of these
clauses reserves to each of the thirteen States the right to import slaves
until the year 1808, if it thinks proper. And the importation which it
thus sanctions was unquestionably of persons of the race of which we are
speaking, as the traffic in slaves in the United States had always been
confined to them. And by the other provision the States pledge themselves
to each other to maintain the right of property of the master, by delivering
up to him any slave who may have escaped from his service, and be found
within their respective territories. By the first abovementioned clause,
therefore, the right to purchase and hold this property is directly sanctioned
and authorized for twenty years by the people who framed the Constitution.
And by the second, they pledge themselves to maintain and uphold the right
of the master in the manner specified, as long as the Government they
then formed should endure. And these two provisions show, conclusively,
that neither the description of persons therein referred to, nor their
descendants, were embraced in any of the other provisions of the Constitution;
for certainly these two clauses were not intended to confer on them or
their posterity the blessings of liberty, or any of the personal rights
so carefully provided for the citizen.
No one of
that race had ever migrated to the United States voluntarily; all of them
had been brought here as articles of merchandise. The number that had
been emancipated at that time were but few in comparison with those held
in slavery; and they were identified in the public mind with the race
to which they belonged, and regarded as a part of the slave population
rather than the free. It is obvious that they were not even in the minds
of the framers of the Constitution when they were conferring special rights
and privileges upon the citizens of a State in every other part of the
Union.
Indeed,
when we look to the condition of this race in the several States at the
time, it is impossible to believe that these rights and privileges were
intended to be extended to them.
It is very
true, that in that portion of the Union where the labor of the negro race
was found to be unsuited to the climate and unprofitable to the master,
but few slaves were held at the time of the Declaration of Independence;
and when the Constitution was adopted, it had entirely worn out in one
of them, and measures had been taken for its gradual abolition in several
others. But this change had not been produced by any change of opinion
in relation to this race; but because it was discovered, from experience,
that slave labor was unsuited to the climate and productions of these
States: for some of the States, where it had ceased or nearly ceased to
exist, were actively engaged in the slave trade, procuring cargoes on
the coast of Africa, and transporting them for sale to those parts of
the Union where their labor was found to be profitable, and suited to
the climate and productions. And this traffic was openly carried on, and
fortunes accumulated by it, without reproach from the people of the States
where they resided. And it can hardly be supposed that, in the States
where it was then countenanced in its worst formthat is, in the seizure
and transportationthe people could have regarded those who were emancipated
as entitled to equal rights with themselves.
And we may
here again refer, in support of this proposition, to the plain and unequivocal
language of the laws of the several States, some passed after the Declaration
of Independence and before the Constitution was adopted, and some since
the Government went into operation.
We need
not refer, on this point, particularly to the laws of the present slaveholding
States. Their statute books are full of provisions in relation to this
class, in the same spirit with the Maryland law which we have before quoted.
They have continued to treat them as an inferior class, and to subject
them to strict police regulations, drawing a broad line of distinction
between the citizen and the slave races, and legislating in relation to
them upon the same principle which prevailed at the time of the Declaration
of Independence. As relates to these States, it is too plain for argument,
that they have never been regarded as a part of the people or citizens
of the State, nor supposed to possess any political rights which the dominant
race might not withhold or grant at their pleasure. And as long ago as
1822, the Court of Appeals of Kentucky decided that free negroes and mulattoes
were not citizens within the meaning of the Constitution of the United
States; and the correctness of this decision is recognized, and the same
doctrine affirmed, in 1 Meigs's Tenn. Reports, 331.
And if we
turn to the legislation of the States where slavery had worn out, or measures
taken for its speedy abolition, we shall find the same opinions and principles
equally fixed and equally acted upon.
Thus, Massachusetts,
in 1786, passed a law similar to the colonial one of which we have spoken.
The law of 1786, like the law of 1705, forbids the marriage of any white
person with any negro, Indian, or mulatto, and inflicts a penalty of fifty
pounds upon any one who shall join them in marriage; and declares all
such marriage absolutely null and void, and degrades thus the unhappy
issue of the marriage by fixing upon it the stain of bastardy. And this
mark of degradation was renewed, and again impressed upon the race, in
the careful and deliberate preparation of their revised code published
in 1836. This code forbids any person from joining in marriage any white
person with any Indian, negro, or mulatto, and subjects the party who
shall offend in this respect, to imprisonment, not exceeding six months,
in the common jail, or to hard labor, and to a fine of not less than fifty
nor more than two hundred dollars; and, like the law of 1786, it declares
the marriage to be absolutely null and void. It will be seen that the
punishment is increased by the code upon the person who shall marry them,
by adding imprisonment to a pecuniary penalty.
So, too,
in Connecticut. We refer more particularly to the legislation of this
State, because it was not only among the first to put an end to slavery
within its own territory, but was the first to fix a mark of reprobation
upon the African slave trade. The law last mentioned was passed in October,
1788, about nine months after the State had ratified and adopted the present
Constitution of the United States; and by that law it prohibited its own
citizens, under severe penalties, from engaging in the trade, and declared
all policies of insurance on the vessel or cargo made in the State to
be null and void. But, up to the time of the adoption of the Constitution,
there is nothing in the legislation of the State indicating any change
of opinion as to the relative rights and position of the white and black
races in this country, or indicating that it meant to place the latter,
when free, upon a level with its citizens. And certainly nothing which
would have led the slaveholding States to suppose, that Connecticut designed
to claim for them, under the new Constitution, the equal rights and privileges
and rank of citizens in every other State.
The first
step taken by Connecticut upon this subject was as early as 1774, wen
it passed an act forbidding the further importation of slaves into the
State. But the section containing the prohibition is introduced by the
following preamble:
'And whereas
the increase of slaves in this State is injurious to the poor, and inconvenient.'
This recital
would appear to have been carefully introduced, in order to prevent any
misunderstanding of the motive which induced the Legislature to pass the
law, and places it distinctly upon the interest and convenience of the
white populationexcluding the inference that it might have been intended
in any degree for the benefit of the other.
And in the
act of 1784, by which the issue of slaves, born after the time therein
mentioned, were to be free at a certain age, the section is again introduced
by a preamble assigning a similar motive for the act. It is in these words:
'Whereas
sound policy requires that the abolition of slavery should be effected
as soon as may be consistent with the rights of individuals, and the public
safety and welfare'showing that the right of property in the master was
to be protected, and that the measure was one of policy, and to prevent
the injury and inconvenience, to the whites, of a slave population in
the State.
And still
further pursuing its legislation, we find that in the same statute passed
in 1774, which prohibited the further importation of slaves into the State,
there is also a provision by which any negro, Indian, or mulatto servant,
who was found wandering out of the town or place to which he belonged,
without a written pass such as is therein described, was made liable to
be seized by any one, and taken before the next authority to be examined
and delivered up to his masterwho was required to pay the charge which
had accrued thereby. And a subsequent section of the same law provides,
that if any free negro shall travel without such pass, and shall be stopped,
seized, or taken up, he shall pay all charges arising thereby. And this
law was in full operation when the Constitution of the United States was
adopted, and was not repealed till 1797. So that up to that time free
negroes and mulattoes were associated with servants and slaves in the
police regulations established by the laws of the State.
And again,
in 1833, Connecticut passed another law, which made it penal to set up
or establish any school in that State for the instruction of persons of
the African race not inhabitants of the State, or to instruct or teach
in any such school or institution, or board or harbor for that purpose,
any such person, without the previous consent in writing of the civil
authority of the town in which such school or institution might be.
And it appears
by the case of Crandall v. The State, reported in 10 Conn. Rep., 340,
that upon an information filed against Prudence Crandall for a violation
of this law, one of the points raised in the defence was, that the law
was a violation of the Constitution of the United States; and that the
persons instructed, although of the African race, were citizens of other
States, and therefore entitled to the rights and privileges of citizens
in the State of Connecticut. But Chief Justice Dagget, before whom the
case was tried, held, that persons of that description were not citizens
of a State, within the meaning of the word citizen in the Constitution
of the United States, and were not therefore entitled to the privileges
and immunities of citizens in other States.
The case
was carried up to the Supreme Court of Errors of the State, and the question
fully argued there. But the case went off upon another point, and no opinion
was expressed on this question.
We have
made this particular examination into the legislative and judicial action
of Connecticut, because, from the early hostility it displayed to the
slave trade on the coast of Africa, we may expect to find the laws of
that State as lenient and favorable to the subject race as those of any
other State in the Union; and if we find that at the time the Constitution
was adopted, they were not even there raised to the rank of citizens,
but were still held and treated as property, and the laws relating to
them passed with reference altogether to the interest and convenience
of the white race, we shall hardly find them elevated to a higher rank
anywhere else.
A brief
notice of the laws of two other States, and we shall pass on to other
considerations.
By the laws
of New Hampshire, collected and finally passed in 1815, no one was permitted
to be enrolled in the militia of the State, but free white citizens; and
the same provision is found in a subsequent collection of the laws, made
in 1855. Nothing could more strongly mark the entire repudiation of the
African race. The alien is excluded, because, being born in a foreign
country, he cannot be a member of the community until he is naturalized.
But why are the African race, born in the State, not permitted to share
in one of the highest duties of the citizen? The answer is obvious; he
is not, by the institutions and laws of the State, numbered among its
people. He forms no part of the sovereignty of the State, and is not therefore
called on to uphold and defend it.
Again, in
1822, Rhode Island, in its revised code, passed a law forbidding persons
who were authorized to join persons in marriage, from joining in marriage
any white person with any negro, Indian, or mulatto, under the penalty
of two hundred dollars, and declaring all such marriages absolutely null
and void; and the same law was again reenacted in its revised code of
1844. So that, down to the lastmentioned period, the strongest mark of
inferiority and degradation was fastened upon the African race in that
State.
It would
be impossible to enumerate and compress in the space usually allotted
to an opinion of a court, the various laws, marking the condition of this
race, which were passed from time to time after the Revolution, and before
and since the adoption of the Constitution of the United States. In addition
to those already referred to, it is sufficient to say, that Chancellor
Kent, whose accuracy and research no one will question, states in the
sixth edition of his Commentaries, (published in 1848, 2 vol., 258, note
b,) that in no part of the country except Maine, did the African race,
in point of fact, participate equally with the whites in the exercise
of civil and political rights.
The legislation
of the States therefore shows, in a manner not to be mistaken, the inferior
and subject condition of that race at the time the Constitution was adopted,
and long afterwards, throughout the thirteen States by which that instrument
was framed; and it is hardly consistent with the respect due to these
States, to suppose that they regarded at that time, as fellowcitizens
and members of the sovereignty, a class of beings whom they had thus stigmatized;
whom, as we are bound, out of respect to the State sovereignties, to assume
they had deemed it just and necessary thus to stigmatize, and upon whom
they had impressed such deep and enduring marks of inferiority and degradation;
or, that when they met in convention to form the Constitution, they looked
upon them as a portion of their constituents, or designed to include them
in the provisions so carefully inserted for the security and protection
of the liberties and rights of their citizens. It cannot be supposed that
they intended to secure to them rights, and privileges, and rank, in the
new political body throughout the Union, which every one of them denied
within the limits of its own dominion. More especially, it cannot be believed
that the large slaveholding States regarded them as included in the word
citizens, or would have consented to a Constitution which might compel
them to receive them in that character from another State. For if they
were so received, and entitled to the privileges and immunities of citizens,
it would exempt them from the operation of the special laws and from the
police regulations which they considered to be necessary for their own
safety. It would give to persons of the negro race, who were recognised
as citizens in any one State of the Union, the right to enter every other
State whenever they pleased, singly or in companies, without pass or passport,
and without obstruction, to sojourn there as long as they pleased, to
go where they pleased at every hour of the day or night without molestation,
unless they committed some violation of law for which a white man would
be punished; and it would give them the full liberty of speech in public
and in private upon all subjects upon which its own citizens might speak;
to hold public meetings upon political affairs, and to keep and carry
arms wherever they went. And all of this would be done in the face of
the subject race of the same color, both free and slaves, and inevitably
producing discontent and insubordination among them, and endangering the
peace and safety of the State.
It is impossible,
it would seem, to believe that the great men of the slaveholding States,
who took so large a share in framing the Constitution of the United States,
and exercised so much influence in procuring its adoption, could have
been so forgetful or regardless of their own safety and the safety of
those who trusted and confided in them.
Besides,
this want of foresight and care would have been utterly inconsistent with
the caution displayed in providing for the admission of new members into
this political family. For, when they gave to the citizens of each State
the privileges and immunities of citizens in the several States, they
at the same time took from the several States the power of naturalization,
and confined that power exclusively to the Federal Government. No State
was willing to permit another State to determine who should or should
not be admitted as one of its citizens, and entitled to demand equal rights
and privileges with their own people, within their own territories. The
right of naturalization was therefore, with one accord, surrendered by
the States, and confided to the Federal Government. And this power granted
to Congress to establish an uniform rule of naturalization is, by the
wellunderstood meaning of the word, confined to persons born in a foreign
country, under a foreign Government. It is not a power to raise to the
rank of a citizen any one born in the United States, who, from birth or
parentage, by the laws of the country, belongs to an inferior and subordinate
class. And when we find the States guarding themselves from the indiscreet
or improper admission by other States of emigrants from other countries,
by giving the power exclusively to Congress, we cannot fail to see that
they could never have left with the States a much more important powerthat
is, the power of transforming into citizens a numerous class of persons,
who in that character would be much more dangerous to the peace and safety
of a large portion of the Union, than the few foreigners one of the States
might improperly naturalize. The Constitution upon its adoption obviously
took from the States all power by any subsequent legislation to introduce
as a citizen into the political family of the United States any one, no
matter where he was born, or what might be his character or condition;
and it gave to Congress the power to confer this character upon those
only who were born outside of the dominions of the United States. And
no law of a State, therefore, passed since the Constitution was adopted,
can give any right of citizenship outside of its own territory.
A clause
similar to the one in the Constitution, in relation to the rights and
immunities of citizens of one State in the other States, was contained
in the Articles of Confederation. But there is a difference of language,
which is worthy of note. The provision in the Articles of Confederation
was, 'that the free inhabitants of each of the States, paupers, vagabonds,
and fugitives from justice, excepted, should be entitled to all the privileges
and immunities of free citizens in the several States.'
It will
be observed, that under this Confederation, each State had the right to
decide for itself, and in its own tribunals, whom it would acknowledge
as a free inhabitant of another State. The term free inhabitant, in the
generality of its terms, would certainly include one of the African race
who had been manumitted. But no example, we think, can be found of his
admission to all the privileges of citizenship in any State of the Union
after these Articles were formed, and while they continued in force. And,
notwithstanding the generality of the words 'free inhabitants,' it is
very clear that, according to their accepted meaning in that day, they
did not include the African race, whether free or not: for the fifth section
of the ninth article provides that Congress should have the power 'to
agree upon the number of land forces to be raised, and to make requisitions
from each State for its quota in proportion to the number of white inhabitants
in such State, which requisition should be binding.'
Words could
hardly have been used which more strongly mark the line of distinction
between the citizen and the subject; the free and the subjugated races.
The latter were not even counted when the inhabitants of a State were
to be embodied in proportion to its numbers for the general defence. And
it cannot for a moment be supposed, that a class of persons thus separated
and rejected from those who formed the sovereignty of the States, were
yet intended to be included under the words 'free inhabitants,' in the
preceding article, to whom privileges and immunities were so carefully
secured in every State.
But although
this clause of the Articles of Confederation is the same in principle
with that inserted in the Constitution, yet the comprehensive word inhabitant,
which might be construed to include an emancipated slave, is omitted;
and the privilege is confined to citizens of the State. And this alteration
in words would hardly have been made, unless a different meaning was intended
to be conveyed, or a possible doubt removed. The just and fair inference
is, that as this privilege was about to be placed under the protection
of the General Government, and the words expounded by its tribunals, and
all power in relation to it taken from the State and its courts, it was
deemed prudent to describe with precision and caution the persons to whom
this high privilege was givenand the word citizen was on that account
substituted for the words free inhabitant. The word citizen excluded,
and no doubt intended to exclude, foreigners who had not become citizens
of some one of the States when the Constitution was adopted; and also
every description of persons who were not fully recognised as citizens
in the several States. This, upon any fair construction of the instruments
to which we have referred, was evidently the object and purpose of this
change of words.
To all this
mass of proof we have still to add, that Congress has repeatedly legislated
upon the same construction of the Constitution that we have given. Three
laws, two of which were passed almost immediately after the Government
went into operation, will be abundantly sufficient to show this. The two
first are particularly worthy of notice, because many of the men who assisted
in framing the Constitution, and took an active part in procuring its
adoption, were then in the halls of legislation, and certainly understood
what they meant when they used the words 'people of the United States'
and 'citizen' in that wellconsidered instrument.
The first
of these acts is the naturalization law, which was passed at the second
session of the first Congress, March 26, 1790, and confines the right
of becoming citizens 'to aliens being free white persons.'
Now, the
Constitution does not limit the power of Congress in this respect to white
persons. And they may, if they think proper, authorize the naturalization
of any one, of any color, who was born under allegiance to another Government.
But the language of the law above quoted, shows that citizenship at that
time was perfectly understood to be confined to the white race; and that
they alone constituted the sovereignty in the Government.
Congress
might, as we before said, have authorized the naturalization of Indians,
because they were aliens and foreigners. But, in their then untutored
and savage state, no one would have thought of admitting them as citizens
in a civilized community. And, moreover, the atrocities they had but recently
committed, when they were the allies of Great Britain in the Revolutionary
war, were yet fresh in the recollection of the people of the United States,
and they were even then guarding themselves against the threatened renewal
of Indian hostilities. No one supposed then that any Indian would ask
for, or was capable of enjoying, the privileges of an American citizen,
and the word white was not used with any particular reference to them.
Neither
was it used with any reference to the African race imported into or born
in this country; because Congress had no power to naturalize them, and
therefore there was no necessity for using particular words to exclude
them.
It would
seem to have been used merely because it followed out the line of division
which the Constitution has drawn between the citizen race, who formed
and held the Government, and the African race, which they held in subjection
and slavery, and governed at their own pleasure.
Another
of the early laws of which we have spoken, is the first militia law, which
was passed in 1792, at the first session of the second Congress. The language
of this law is equally plain and significant with the one just mentioned.
It directs that every 'free ablebodied white male citizen' shall be enrolled
in the militia. The word white is evidently used to exclude the African
race, and the word 'citizen' to exclude unnaturalized foreigners; the
latter forming no part of the sovereignty, owing it no allegiance, and
therefore under no obligation to defend it. The African race, however,
born in the country, did owe allegiance to the Government, whether they
were slave or free; but it is repudiated, and rejected from the duties
and obligations of citizenship in marked language.
The third
act to which we have alluded is even still more decisive; it was passed
as late as 1813, (2 Stat., 809,) and it provides: 'That from and after
the termination of the war in which the United States are now engaged
with Great Britain, it shall not be lawful to employ, on board of any
public or private vessels of the United States, any person or persons
except citizens of the United States, or persons of color, natives of
the United States.
Here the
line of distinction is drawn in express words. Persons of color, in the
judgment of Congress, were not included in the word citizens, and they
are described as another and different class of persons, and authorized
to be employed, if born in the United States.
And even
as late as 1820, (chap. 104, sec. 8,) in the charter to the city of Washington,
the corporation is authorized 'to restrain and prohibit the nightly and
other disorderly meetings of slaves, free negroes, and mulattoes,' thus
associating them together in its legislation; and after prescribing the
punishment that may be inflicted on the slaves, proceeds in the following
words: 'And to punish such free negroes and mulattoes by penalties not
exceeding twenty dollars for any one offence; and in case of the inability
of any such free negro or mulatto to pay any such penalty and cost thereon,
to cause him or her to be confined to labor for any time not exceeding
six calendar months.' And in a subsequent part of the same section, the
act authorizes the corporation 'to prescribe the terms and conditions
upon which free negroes and mulattoes may reside in the city.'
This law,
like the laws of the States, shows that this class of persons were governed
by special legislation directed expressly to them, and always connected
with provisions for the government of slaves, and not with those for the
government of free white citizens. And after such an uniform course of
legislation as we have stated, by the colonies, by the States, and by
Congress, running through a period of more than a century, it would seem
that to call persons thus marked and stigmatized, 'citizens' of the United
States, 'fellow citizens,' a constituent part of the sovereignty, would
be an abuse of terms, and not calculated to exalt the character of an
American citizen in the eyes of other nations.
The conduct
of the Executive Department of the Government has been in perfect harmony
upon this subject with this course of legislation. The question was brought
officially before the late William Wirt, when he was the Attorney General
of the United States, in 1821, and he decided that the words 'citizens
of the United States' were used in the acts of Congress in the same sense
as in the Constitution; and that free persons of color were not citizens,
within the meaning of the Constitution and laws; and this opinion has
been confirmed by that of the late Attorney General, Caleb Cushing, in
a recent case, and acted upon by the Secretary of State, who refused to
grant passports to them as 'citizens of the United States.'
But it is
said that a person may be a citizen, and entitled to that character, although
he does not possess all the rights which may belong to other citizens;
as, for example, the right to vote, or to hold particular offices; and
that yet, when he goes into another State, he is entitled to be recognised
there as a citizen, although the State may measure his rights by the rights
which it allows to persons of a like character or class resident in the
State, and refuse to him the full rights of citizenship.
This argument
overlooks the language of the provision in the Constitution of which we
are speaking.
Undoubtedly,
a person may be a citizen, that is, a member of the community who form
the sovereignty, although he exercises no share of the political power,
and is incapacitated from holding particular offices. Women and minors,
who form a part of the political family, cannot vote; and when a property
qualification is required to vote or hold a particular office, those who
have not the necessary qualification cannot vote or hold the office, yet
they are citizens.
So, too,
a person may be entitled to vote by the law of the State, who is not a
citizen even of the State itself. And in some of the States of the Union
foreigners not naturalized are allowed to vote. And the State may give
the right to free negroes and mulattoes, but that does not make them citizens
of the State, and still less of the United States. And the provision in
the Constitution giving privileges and immunities in other States, does
not apply to them.
Neither
does it apply to a person who, being the citizen of a State, migrates
to another State. For then he becomes subject to the laws of the State
in which he lives, and he is no longer a citizen of the State from which
he removed. And the State in which he resides may then, unquestionably,
determine his status or condition, and place him among the class of persons
who are not recognised as citizens, but belong to an inferior and subject
race; and may deny him the privileges and immunities enjoyed by its citizens.
But so far
as mere rights of person are concerned, the provision in question is confined
to citizens of a State who are temporarily in another State without taking
up their residence there. It gives them no political rights in the State,
as to voting or holding office, or in any other respect. For a citizen
of one State has no right to participate in the government of another.
But if he ranks as a citizen in the State to which he belongs, within
the meaning of the Constitution of the United States, then, whenever he
goes into another State, the Constitution clothes him, as to the rights
of person, will all the privileges and immunities which belong to citizens
of the State. And if persons of the African race are citizens of a State,
and of the United States, they would be entitled to all of these privileges
and immunities in every State, and the State could not restrict them;
for they would hold these privileges and immunities under the paramount
authority of the Federal Government, and its courts would be bound to
maintain and enforce them, the Constitution and laws of the State to the
contrary notwithstanding. And if the States could limit or restrict them,
or place the party in an inferior grade, this clause of the Constitution
would be unmeaning, and could have no operation; and would give no rights
to the citizen when in another State. He would have none but what the
State itself chose to allow him. This is evidently not the construction
or meaning of the clause in question. It guaranties rights to the citizen,
and the State cannot withhold them. And these rights are of a character
and would lead to consequences which make it absolutely certain that the
African race were not included under the name of citizens of a State,
and were not in the contemplation of the framers of the Constitution when
these privileges and immunities were provided for the protection of the
citizen in other States.
The case
of Legrand v. Darnall (2 Peters, 664) has been referred to for the purpose
of showing that this court has decided that the descendant of a slave
may sue as a citizen in a court of the United States; but the case itself
shows that the question did not arise and could not have arisen in the
case.
It appears
from the report, that Darnall was born in Maryland, and was the son of
a white man by one of his slaves, and his father executed certain instruments
to manumit him, and devised to him some landed property in the State.
This property Darnall afterwards sold to Legrand, the appellant, who gave
his notes for the purchasemoney. But becoming afterwards apprehensive
that the appellee had not been emancipated according to the laws of Maryland,
he refused to pay the notes until he could be better satisfied as to Darnall's
right to convey. Darnall, in the mean time, had taken up his residence
in Pennsylvania, and brought suit on the notes, and recovered judgment
in the Circuit Court for the district of Maryland.
The whole
proceeding, as appears by the report, was an amicable one; Legrand being
perfectly willing to pay the money, if he could obtain a title, and Darnall
not wishing him to pay unless he could make him a good one. In point of
fact, the whole proceeding was under the direction of the counsel who
argued the case for the appellee, who was the mutual friend of the parties,
and confided in by both of them, and whose only object was to have the
rights of both parties established by judicial decision in the most speedy
and least expensive manner.
Legrand,
therefore, raised no objection to the jurisdiction of the court in the
suit at law, because he was himself anxious to obtain the judgment of
the court upon his title. Consequently, there was nothing in the record
before the court to show that Darnall was of African descent, and the
usual judgment and award of execution was entered. And Legrand thereupon
filed his bill on the equity side of the Circuit Court, stating that Darnall
was born a slave, and had not been legally emancipated, and could not
therefore take the land devised to him, nor make Legrand a good title;
and praying an injunction to restrain Darnall from proceeding to execution
on the judgment, which was granted. Darnall answered, averring in his
answer that he was a free man, and capable of conveying a good title.
Testimony was taken on this point, and at the hearing the Circuit Court
was of opinion that Darnall was a free man and his title good, and dissolved
the injunction and dismissed the bill; and that decree was affirmed here,
upon the appeal of Legrand.
Now, it
is difficult to imagine how any question about the citizenship of Darnall,
or his right to sue in that character, can be supposed to have arisen
or been decided in that case. The fact that he was of African descent
was first brought before the court upon the bill in equity. The suit at
law had then passed into judgment and award of execution, and the Circuit
Court, as a court of law, had no longer any authority over it. It was
a valid and legal judgment, which the court that rendered it had not the
power to reverse or set aside. And unless it had jurisdiction as a court
of equity to restrain him from using its process as a court of law, Darnall,
if he thought proper, would have been at liberty to proceed on his judgment,
and compel the payment of the money, although the allegations in the bill
were true, and he was incapable of making a title. No other court could
have enjoined him, for certainly no State equity court could interfere
in that way with the judgment of a Circuit Court of the United States.
But the
Circuit Court as a court of equity certainly had equity jurisdiction over
its own judgment as a court of law, without regard to the character of
the parties; and had not only the right, but it was its dutyno matter
who were the parties in the judgmentto prevent them from proceeding to
enforce it by execution, if the court was satisfied that the money was
not justly and equitably due. The ability of Darnall to convey did not
depend upon his citizenship, but upon his title to freedom. And if he
was free, he could hold and convey property, by the laws of Maryland,
although he was not a citizen. But if he was by law still a slave, he
could not. It was therefore the duty of the court, sitting as a court
of equity in the latter case, to prevent him from using its process, as
a court of common law, to compel the payment of the purchasemoney, when
it was evident that the purchaser must lose the land. But if he was free,
and could make a title, it was equally the duty of the court not to suffer
Legrand to keep the land, and refuse the payment of the money, upon the
ground that Darnall was incapable of suing or being sued as a citizen
in a court of the United States. The character or citizenship of the parties
had no connection with the question of jurisdiction, and the matter in
dispute had no relation to the citizenship of Darnall. Nor is such a question
alluded to in the opinion of the court.
Besides,
we are by no means prepared to say that there are not many cases, civil
as well as criminal, in which a Circuit Court of the United States may
exercise jurisdiction, although one of the African race is a party; that
broad question is not before the court. The question with which we are
now dealing is, whether a person of the African race can be a citizen
of the United States, and become thereby entitled to a special privilege,
by virtue of his title to that character, and which, under the Constitution,
no one but a citizen can claim. It is manifest that the case of Legrand
and Darnall has no bearing on that question, and can have no application
to the case now before the court.
This case,
however, strikingly illustrates the consequences that would follow the
construction of the Constitution which would give the power contended
for to a State. It would in effect give it also to an individual. For
if the father of young Darnall had manumitted him in his lifetime, and
sent him to reside in a State which recognised him as a citizen, he might
have visited and sojourned in Maryland when he pleased, and as long as
he pleased, as a citizen of the United States; and the State officers
and tribunals would be compelled, by the paramount authority of the Constitution,
to receive him and treat him as one of its citizens, exempt from the laws
and police of the State in relation to a person of that description, and
allow him to enjoy all the rights and privileges of citizenship, without
respect to the laws of Maryland, although such laws were deemed by it
absolutely essential to its own safety.
The only
two provisions which point to them and include them, treat them as property,
and make it the duty of the Government to protect it; no other power,
in relation to this race, is to be found in the Constitution; and as it
is a Government of special, delegated, powers, no authority beyond these
two provisions can be constitutionally exercised. The Government of the
United States had no right to interfere for any other purpose but that
of protecting the rights of the owner, leaving it altogether with the
several States to deal with this race, whether emancipated or not, as
each State may think justice, humanity, and the interests and safety of
society, require. The States evidently intended to reserve this power
exclusively to themselves.
No one,
we presume, supposes that any change in public opinion or feeling, in
relation to this unfortunate race, in the civilized nations of Europe
or in this country, should induce the court to give to the words of the
Constitution a more liberal construction in their favor than they were
intended to bear when the instrument was framed and adopted. Such an argument
would be altogether inadmissible in any tribunal called on to interpret
it. If any of its provisions are deemed unjust, there is a mode prescribed
in the instrument itself by which it may be amended; but while it remains
unaltered, it must be construed now as it was understood at the time of
its adoption. It is not only the same in words, but the same in meaning,
and delegates the same powers to the Government, and reserves and secures
the same rights and privileges to the citizen; and as long as it continues
to exist in its present form, it speaks not only in the same words, but
with the same meaning and intent with which it spoke when it came from
the hands of its framers, and was voted on and adopted by the people of
the United States. Any other rule of construction would abrogate the judicial
character of this court, and make it the mere reflex of the popular opinion
or passion of the day. This court was not created by the Constitution
for such purposes. Higher and graver trusts have been confided to it,
and it must not falter in the path of duty.
What the
construction was at that time, we think can hardly admit of doubt. We
have the language of the Declaration of Independence and of the Articles
of Confederation, in addition to the plain words of the Constitution itself;
we have the legislation of the different States, before, about the time,
and since, the Constitution was adopted; we have the legislation of Congress,
from the time of its adoption to a recent period; and we have the constant
and uniform action of the Executive Department, all concurring together,
and leading to the same result. And if anything in relation to the construction
of the Constitution can be regarded as settled, it is that which we now
give to the word 'citizen' and the word 'people.'
And upon
a full and careful consideration of the subject, the court is of opinion,
that, upon the facts stated in the plea in abatement, Dred Scott was not
a citizen of Missouri within the meaning of the Constitution of the United
States, and not entitled as such to sue in its courts; and, consequently,
that the Circuit Court had no jurisdiction of the case, and that the judgment
on the plea in abatement is erroneous.
We are aware
that doubts are entertained by some of the members of the court, whether
the plea in abatement is legally before the court upon this writ of error;
but if that plea is regarded as waived, or out of the case upon any other
ground, yet the question as to the jurisdiction of the Circuit Court is
presented on the face of the bill of exception itself, taken by the plaintiff
at the trial; for he admits that he and his wife were born slaves, but
endeavors to make out his title to freedom and citizenship by showing
that they were taken by their owner to certain places, hereinafter mentioned,
where slavery could not by law exist, and that they thereby became free,
and upon their return to Missouri became citizens of that State.
Now, if
the removal of which he speaks did not give them their freedom, then by
his own admission he is still a slave; and whatever opinions may be entertained
in favor of the citizenship of a free person of the African race, no one
supposes that a slave is a citizen of the State or of the United States.
If, therefore, the acts done by his owner did not make them free persons,
he is still a slave, and certainly incapable of suing in the character
of a citizen.
The principle
of law is too well settled to be disputed, that a court can give no judgment
for either party, where it has no jurisdiction; and if, upon the showing
of Scott himself, it appeared that he was still a slave, the case ought
to have been dismissed, and the judgment against him and in favor of the
defendant for costs, is, like that on the plea in abatement, erroneous,
and the suit ought to have been dismissed by the Circuit Court for want
of jurisdiction in that court.
But, before
we proceed to examine this part of the case, it may be proper to notice
an objection taken to the judicial authority of this court to decide it;
and it has been said, that as this court has decided against the jurisdiction
of the Circuit Court on the plea in abatement, it has no right to examine
any question presented by the exception; and that anything it may say
upon that part of the case will be extrajudicial, and mere obiter dicta.
This is
a manifest mistake; there can be no doubt as to the jurisdiction of this
court to revise the judgment of a Circuit Court, and to reverse it for
any error apparent on the record, whether it be the error of giving judgment
in a case over which it had no jurisdiction, or any other material error;
and this, too, whether there is a plea in abatement or not.
The objection
appears to have arisen from confounding writs of error to a State court,
with writs of error to a Circuit Court of the United States. Undoubtedly,
upon a writ of error to a State court, unless the record shows a case
that gives jurisdiction, the case must be dismissed for want of jurisdiction
in this court. And if it is dismissed on that ground, we have no right
to examine and decide upon any question presented by the bill of exceptions,
or any other part of the record. But writs of error to a State court,
and to a Circuit Court of the United States, are regulated by different
laws, and stand upon entirely different principles. And in a writ of error
to a Circuit Court of the United States, the whole record is before this
court for examination and decision; and if the sum in controversy is large
enough to give jurisdiction, it is not only the right, but it is the judicial
duty of the court, to examine the whole case as presented by the record;
and if it appears upon its face that any material error or errors have
been committed by the court below, it is the duty of this court to reverse
the judgment, and remand the case. And certainly an error in passing a
judgment upon the merits in favor of either party, in a case which it
was not authorized to try, and over which it had no jurisdiction, is as
grave an error as a court can commit.
The plea
in abatement is not a plea to the jurisdiction of this court, but to the
jurisdiction of the Circuit Court. And it appears by the record before
us, that the Circuit Court committed an error, in deciding that it had
jurisdiction, upon the facts in the case, admitted by the pleadings. It
is the duty of the appellate tribunal to correct this error; but that
could not be done by dismissing the case for want of jurisdiction herefor
that would leave the erroneous judgment in full force, and the injured
party without remedy. And the appellate court therefore exercises the
power for which alone appellate courts are constituted, by reversing the
judgment of the court below for this error. It exercises its proper and
appropriate jurisdiction over the judgment and proceedings of the Circuit
Court, as they appear upon the record brought up by the writ of error.
The correction
of one error in the court below does not deprive the appellate court of
the power of examining further into the record, and correcting any other
material errors which may have been committed by the inferior court. There
is certainly no rule of lawnor any practicenor any decision of a courtwhich
even questions this power in the appellate tribunal. On the contrary,
it is the daily practice of this court, and of all appellate courts where
they reverse the judgment of an inferior court for error, to correct by
its opinions whatever errors may appear on the record material to the
case; and they have always held it to be their duty to do so where the
silence of the court might lead to misconstruction or future controversy,
and the point has been relied on by either side, and argued before the
court.
In the case
before us, we have already decided that the Circuit Court erred in deciding
that it had jurisdiction upon the facts admitted by the pleadings. And
it appears that, in the further progress of the case, it acted upon the
erroneous principle it had decided on the pleadings, and gave judgment
for the defendant, where, upon the facts admitted in the exception, it
had no jurisdiction.
We are at
a loss to understand upon what principle of law, applicable to appellate
jurisdiction, it can be supposed that this court has not judicial authority
to correct the lastmentioned error, because they had before corrected
the former; or by what process of reasoning it can be made out, that the
error of an inferior court in actually pronouncing judgment for one of
the parties, in a case in which it had no jurisdiction, cannot be looked
into or corrected by this court, because we have decided a similar question
presented in the pleadings. The last point is distinctly presented by
the facts contained in the plaintiff's own bill of exceptions, which he
himself brings here by this writ of error. It was the point which chiefly
occupied the attention of the counsel on both sides in the argumentand
the judgment which this court must render upon both errors is precisely
the same. It must, in each of them, exercise jurisdiction over the judgment,
and reverse it for the errors committed by the court below; and issue
a mandate to the Circuit Court to conform its judgment to the opinion
pronounced by this court, by dismissing the case for want of jurisdiction
in the Circuit Court. This is the constant and invariable practice of
this court, where it reverses a judgment for want of jurisdiction in the
Circuit Court.
It can scarcely
be necessary to pursue such a question further. The want of jurisdiction
in the court below may appear on the record without any plea in abatement.
This is familiarly the case where a court of chancery has exercised jurisdiction
in a case where the plaintiff had a plain and adequate remedy at law,
and it so appears by the transcript when brought here by appeal. So also
where it appears that a court of admiralty has exercised jurisdiction
in a case belonging exclusively to a court of common law. In these cases
there is no plea in abatement. And for the same reason, and upon the same
principles, where the defect of jurisdiction is patent on the record,
this court is bound to reverse the judgment, although the defendant has
not pleaded in abatement to the jurisdiction of the inferior court.
The cases
of Jackson v. Ashton and of Capron v. Van Noorden, to which we have referred
in a previous part of this opinion, are directly in point. In the lastmentioned
case, Capron brought an action against Van Noorden in a Circuit Court
of the United States, without showing, by the usual averments of citizenship,
that the court had jurisdiction. There was no plea in abatement put in,
and the parties went to trial upon the merits. The court gave judgment
in favor of the defendant with costs. The plaintiff thereupon brought
his writ of error, and this court reversed the judgment given in favor
of the defendant, and remanded the case with directions to dismiss it,
because it did not appear by the transcript that the Circuit Court had
jurisdiction.
The case
before us still more strongly imposes upon this court the duty of examining
whether the court below has not committed an error, in taking jurisdiction
and giving a judgment for costs in favor of the defendant; for in Capron
v. Van Noorden the judgment was reversed, because it did not appear that
the parties were citizens of different States. They might or might not
be. But in this case it does appear that the plaintiff was born a slave;
and if the facts upon which he relies have not made him free, then it
appears affirmatively on the record that he is not a citizen, and consequently
his suit against Sandford was not a suit between citizens of different
States, and the court had no authority to pass any judgment between the
parties. The suit ought, in this view of it, to have been dismissed by
the Circuit Court, and its judgment in favor of Sandford is erroneous,
and must be reversed.
It is true
that the result either way, by dismissal or by a judgment for the defendant,
makes very little, if any, difference in a pecuniary or personal point
of view to either party. But the fact that the result would be very nearly
the same to the parties in either form of judgment, would not justify
this court in sanctioning an error in the judgment which is patent on
the record, and which, if sanctioned, might be drawn into precedent, and
lead to serious mischief and injustice in some future suit.
We proceed,
therefore, to inquire whether the facts relied on by the plaintiff entitled
him to his freedom.
The case,
as he himself states it, on the record brought here by his writ of error,
is this:
The plaintiff
was a negro slave, belonging to Dr. Emerson, who was a surgeon in the
army of the United States. In the year 1834, he took the plaintiff from
the State of Missouri to the military post at Rock Island, in the State
of Illinois, and held him there as a slave until the month of April or
May, 1836. At the time last mentioned, said Dr. Emerson removed the plaintiff
from said military post at Rock Island to the military post at Fort Snelling,
situate on the west bank of the Mississippi river, in the Territory known
as Upper Louisiana, acquired by the United States of France, and situate
north of the latitude of thirtysix degrees thirty minutes north, and north
of the State of Missouri. Said Dr. Emerson held the plaintiff in slavery
at said Fort Snelling, from said lastmentioned date until the year 1838.
In the year
1835, Harriet, who is named in the second count of the plaintiff's declaration,
was the negro slave of Major Taliaferro, who belonged to the army of the
United States. In that year, 1835, said Major Taliaferro took said Harriet
to said Fort Snelling, a military post, situated as hereinbefore stated,
and kept her there as a slave until the year 1836, and then sold and delivered
her as a slave, at said Fort Snelling, unto the said Dr. Emerson hereinbefore
named. Said Dr. Emerson held said Harriet in slavery at said Fort Snelling
until the year 1838.
In the year
1836, the plaintiff and Harriet intermarried, at Fort Snelling, with the
consent of Dr. Emerson, who then claimed to be their master and owner.
Eliza and Lizzie, named in the third count of the plaintiff's declaration,
are the fruit of that marriage. Eliza is about fourteen years old, and
was born on board the steamboat Gipsey, north of the north line of the
State of Missouri, and upon the river Mississippi. Lizzie is about seven
years old, and was born in the State of Missouri, at the military post
called Jefferson Barracks.
In the year
1838, said Dr. Emerson removed the plaintiff and said Harriet, and their
said daughter Eliza, from said Fort Snelling to the State of Missouri,
where they have ever since resided.
Before the
commencement of this suit, said Dr. Emerson sold and conveyed the plaintiff,
and Harriet, Eliza, and Lizzie, to the defendant, as slaves, and the defendant
has ever since claimed to hold them, and each of them, as slaves.
In considering
this part of the controversy, two questions arise: 1. Was he, together
with his family, free in Missouri by reason of the stay in the territory
of the United States hereinbefore mentioned? And 2. If they were not,
is Scott himself free by reason of his removal to Rock Island, in the
State of Illinois, as stated in the above admissions?
We proceed
to examine the first question.
The act
of Congress, upon which the plaintiff relies, declares that slavery and
involuntary servitude, except as a punishment for crime, shall be forever
prohibited in all that part of the territory ceded by France, under the
name of Louisiana, which lies north of thirtysix degrees thirty minutes
north latitude, and not included within the limits of Missouri. And the
difficulty which meets us at the threshold of this part of the inquiry
is, whether Congress was authorized to pass this law under any of the
powers granted to it by the Constitution; for if the authority is not
given by that instrument, it is the duty of this court to declare it void
and inoperative, and incapable of conferring freedom upon any one who
is held as a slave under the have of any one of the States.
The counsel
for the plaintiff has laid much stress upon that article in the Constitution
which confers on Congress the power 'to dispose of and make all needful
rules and regulations respecting the territory or other property belonging
to the United States;' but, in the judgment of the court, that provision
has no bearing on the present controversy, and the power there given,
whatever it may be, is confined, and was intended to be confined, to the
territory which at that time belonged to, or was claimed by, the United
States, and was within their boundaries as settled by the treaty with
Great Britain, and can have no influence upon a territory afterwards acquired
from a foreign Government. It was a special provision for a known and
particular territory, and to meet a present emergency, and nothing more.
A brief
summary of the history of the times, as well as the careful and measured
terms in which the article is framed, will show the correctness of this
proposition.
It will
be remembered that, from the commencement of the Revolutionary war, serious
difficulties existed between the States, in relation to the disposition
of large and unsettled territories which were included in the chartered
limits of some of the States. And some of the other States, and more especially
Maryland, which had no unsettled lands, insisted that as the unoccupied
lands, if wrested from Great Britain, would owe their preservation to
the common purse and the common sword, the money arising from them ought
to be applied in just proportion among the several States to pay the expenses
of the war, and ought not to be appropriated to the use of the State in
whose chartered limits they might happen to lie, to the exclusion of the
other States, by whose combined efforts and common expense the territory
was defended and preserved against the claim of the British Government.
These difficulties
caused much uneasiness during the war, while the issue was in some degree
doubtful, and the future boundaries of the United States yet to be defined
by treaty, if we achieved our independence.
The majority
of the Congress of the Confederation obviously concurred in opinion with
the State of Maryland, and desired to obtain from the States which claimed
it a cession of this territory, in order that Congress might raise money
on this security to carry on the war. This appears by the resolution passed
on the 6th of September, 1780, strongly urging the States to cede these
lands to the United States, both for the sake of peace and union among
themselves, and to maintain the public credit; and this was followed by
the resolution of October 10th, 1780, by which Congress pledged itself,
that if the lands were ceded, as recommended by the resolution above mentioned,
they should be disposed of for the common benefit of the United States,
and be settled and formed into distinct republican States, which should
become members of the Federal Union, and have the same rights of sovereignty,
and freedom, and independence, as other States.
But these
difficulties became much more serious after peace took place, and the
boundaries of the United States were established. Every State, at that
time, felt severely the pressure of its war debt; but in Virginia, and
some other States, there were large territories of unsettled lands, the
sale of which would enable them to discharge their obligations without
much inconvenience; while other States, which had no such resource, saw
before them many years of heavy and burdensome taxation; and the latter
insisted, for the reasons before stated, that these unsettled lands should
be treated as the common property of the States, and the proceeds applied
to their common benefit.
The letters
from the statesmen of that day will show how much this controversy occupied
their thoughts, and the dangers that were apprehended from it. It was
the disturbing element of the time, and fears were entertained that it
might dissolve the Confederation by which the States were then united.
These fears
and dangers were, however, at once removed, when the State of Virginia,
in 1784, voluntarily ceded to the United States the immense tract of country
lying northwest of the river Ohio, and which was within the acknowledged
limits of the State. The only object of the State, in making this cession,
was to put an end to the threatening and exciting controversy, and to
enable the Congress of that time to dispose of the lands, and appropriate
the proceeds as a common fund for the common benefit of the States. It
was not ceded, because it was inconvenient to the State to hold and govern
it, nor from any expectation that it could be better or more conveniently
governed by the United States.
The example
of Virginia was soon afterwards followed by other States, and, at the
time of the adoption of the Constitution, all of the States, similarly
situated, had ceded their unappropriated lands, except North Carolina
and Georgia. The main object for which these cessions were desired and
made, was on account of their money value, and to put an end to a dangerous
controversy, as to who was justly entitled to the proceeds when the lands
should be sold. It is necessary to bring this part of the history of these
cessions thus distinctly into view, because it will enable us the better
to comprehend the phraseology of the article in the Constitution, so often
referred to in the argument.
Undoubtedly
the powers of sovereignty and the eminent domain were ceded with the land.
This was essential, in order to make it effectual, and to accomplish its
objects. But it must be remembered that, at that time, there was no Government
of the United States in existence with enumerated and limited powers;
what was then called the United States, were thirteen separate, sovereign,
independent States, which had entered into a league or confederation for
their mutual protection and advantage, and the Congress of the United
States was composed of the representatives of these separate sovereignties,
meeting together, as equals, to discuss and decide on certain measures
which the States, by the Articles of Confederation, had agreed to submit
to their decision. But this Confederation had none of the attributes of
sovereignty in legislative, executive, or judicial power. It was little
more than a congress of ambassadors, authorized to represent separate
nations, in matters in which they had a common concern.
It was this
Congress that accepted the cession from Virginia. They had no power to
accept it under the Articles of Confederation. But they had an undoubted
right, as independent sovereignties, to accept any cession of territory
for their common benefit, which all of them assented to; and it is equally
clear, that as their common property, and having no superior to control
them, they had the right to exercise absolute dominion over it, subject
only to the restrictions which Virginia had imposed in her act of cession.
There was, as we have said, no Government of the United States then in
existence with special enumerated and limited powers. The territory belonged
to sovereignties, who, subject to the limitations above mentioned, had
a right to establish any form of government they pleased, by compact or
treaty among themselves, and to regulate rights of person and rights of
property in the territory, as they might deem proper. It was by a Congress,
representing the authority of these several and separate sovereignties,
and acting under their authority and command, (but not from any authority
derived from the Articles of Confederation,) that the instrument usually
called the ordinance of 1787 was adopted; regulating in much detail the
principles and the laws by which this territory should be governed; and
among other provisions, slavery is prohibited in it. We do not question
the power of the States, by agreement among themselves, to pass this ordinance,
nor its obligatory force in the territory, while the confederation or
league of the States in their separate sovereign character continued to
exist.
This was
the state of things when the Constitution of the United States was formed.
The territory ceded by Virginia belonged to the several confederated States
as common property, and they had united in establishing in it a system
of government and jurisprudence, in order to prepare it for admission
as States, according to the terms of the cession. They were about to dissolve
this federative Union, and to surrender a portion of their independent
sovereignty to a new Government, which, for certain purposes, would make
the people of the several States one people, and which was to be supreme
and controlling within its sphere of action throughout the United States;
but this Government was to be carefully limited in its powers, and to
exercise no authority beyond those expressly granted by the Constitution,
or necessarily to be implied from the language of the instrument, and
the objects it was intended to accomplish; and as this league of States
would, upon the adoption of the new Government, cease to have any power
over the territory, and the ordinance they had agreed upon be incapable
of execution, and a mere nullity, it was obvious that some provision was
necessary to give the new Government sufficient power to enable it to
carry into effect the objects for which it was ceded, and the compacts
and agreements which the States had made with each other in the exercise
of their powers of sovereignty. It was necessary that the lands should
be sold to pay the war debt; that a Government and system of jurisprudence
should be maintained in it, to protect the citizens of the United States
who should migrate to the territory, in their rights of person and of
property. It was also necessary that the new Government, about to be adopted,
should be authorized to maintain the claim of the United States to the
unappropriated lands in North Carolina and Georgia, which had not then
been ceded, but the cession of which was confidently anticipated upon
some terms that would be arranged between the General Government and these
two States. And, moreover, there were many articles of value besides this
property in land, such as arms, military stores, munitions, and ships
of war, which were the common property of the States, when acting in their
independent characters as confederates, which neither the new Government
nor any one else would have a right to take possession of, or control,
without authority from them; and it was to place these things under the
guardianship and protection of the new Government, and to clothe it with
the necessary powers, that the clause was inserted in the Constitution
which give Congress the power 'to dispose of and make all needful rules
and regulations respecting the territory or other property belonging to
the United States.' It was intended for a specific purpose, to provide
for the things we have mentioned. It was to transfer to the new Government
the property then held in common by the States, and to give to that Government
power to apply it to the objects for which it had been destined by mutual
agreement among the States before their league was dissolved. It applied
only to the property which the States held in common at that time, and
has no reference whatever to any territory or other property which the
new sovereignty might afterwards itself acquire.
The language
used in the clause, the arrangement and combination of the powers, and
the somewhat unusual phraseology it uses, when it speaks of the political
power to be exercised in the government of the territory, all indicate
the design and meaning of the clause to be such as we have mentioned.
It does not speak of any territory, nor of Territories, but uses language
which, according to its legitimate meaning, points to a particular thing.
The power is given in relation only to the territory of the United Statesthat
is, to a territory then in existence, and then known or claimed as the
territory of the United States. It begins its enumeration of powers by
that of disposing, in other words, making sale of the lands, or raising
money from them, which, as we have already said, was the main object of
the cession, and which is accordingly the first thing provided for in
the article. It then gives the power which was necessarily associated
with the disposition and sale of the landsthat is, the power of making
needful rules and regulations respecting the territory. And whatever construction
may now be given to these words, every one, we think, must admit that
they are not the words usually employed by statesmen in giving supreme
power of legislation. They are certainly very unlike the words used in
the power granted to legislate over territory which the new Government
might afterwards itself obtain by cession from a State, either for its
seat of Government, or for forts, magazines, arsenals, dock yards, and
other needful buildings.
And the
same power of making needful rules respecting the territory is, in precisely
the same language, applied to the other property belonging to the United
Statesassociating the power over the territory in this respect with the
power over movable or personal propertythat is, the ships, arms, and munitions
of war, which then belonged in common to the State sovereignties. And
it will hardly be said, that this power, in relation to the lastmentioned
objects, was deemed necessary to be thus specially given to the new Government,
in order to authorize it to make needful rules and regulations respecting
the ships it might itself build, or arms and munitions of war it might
itself manufacture or provide for the public service.
No one,
it is believed, would think a moment of deriving the power of Congress
to make needful rules and regulations in relation to property of this
kind from this clause of the Constitution. Nor can it, upon any fair construction,
be applied to any property but that which the new Government was about
the receive from the confederated States. And if this be true as to this
property, it must be equally true and limited as to the territory, which
is so carefully and precisely coupled with itand like it referred to as
property in the power granted. The concluding words of the clause appear
to render this construction irresistible; for, after the provisions we
have mentioned, it proceeds to say, 'that nothing in the Constitution
shall be so construed as to prejudice any claims of the United States,
or of any particular State.'
Now, as
we have before said, all of the States, except North Carolina and Georgia,
had made the cession before the Constitution was adopted, according to
the resolution of Congress of October 10, 1780. The claims of other States,
that the unappropriated lands in these two States should be applied to
the common benefit, in like manner, was still insisted on, but refused
by the States. And this member of the clause in question evidently applies
to them, and can apply to nothing else. It was to exclude the conclusion
that either party, by adopting the Constitution, would surrender what
they deemed their rights. And when the latter provision relates so obviously
to the unappropriated lands not yet ceded by the States, and the first
clause makes provision for those then actually ceded, it is impossible,
by any just rule of construction, to make the first provision general,
and extend to all territories, which the Federal Government might in any
way afterwards acquire, when the latter is plainly and unequivocally confined
to a particular territory; which was a part of the same controversy, and
involved in the same dispute, and depended upon the same principles. The
union of the two provisions in the same clause shows that they were kindred
subjects; and that the whole clause is local, and relates only to lands,
within the limits of the United States, which had been or then were claimed
by a State; and that no other territory was in the mind of the framers
of the Constitution, or intended to be embraced in it. Upon any other
construction it would be impossible to account for the insertion of the
last provision in the place where it is found, or to comprehend why, or
for what object, it was associated with the previous provision.
This view
of the subject is confirmed by the manner in which the present Government
of the United States dealt with the subject as soon as it came into existence.
It must be borne in mind that the same States that formed the Confederation
also formed and adopted the new Government, to which so large a portion
of their former sovereign powers were surrendered. It must also be borne
in mind that all of these same States which had then ratified the new
Constitution were represented in the Congress which passed the first law
for the government of this territory; and many of the members of that
legislative body had been deputies from the States under the Confederationhad
united in adopting the ordinance of 1787, and assisted in forming the
new Government under which they were then acting, and whose powers they
were then exercising. And it is obvious from the law they passed to carry
into effect the principles and provisions of the ordinance, that they
regarded it as the act of the States done in the exercise of their legitimate
powers at the time. The new Government took the territory as it found
it, and in the condition in which it was transferred, and did not attempt
to undo anything that had been done. And, among the earliest laws passed
under the new Government, is one reviving the ordinance of 1787, which
had become inoperative and a nullity upon the adoption of the Constitution.
This law introduces no new form or principles for its government, but
recites, in the preamble, that it is passed in order that this ordinance
may continue to have full effect, and proceeds to make only those rules
and regulations which were needful to adapt it to the new Government,
into whose hands the power had fallen. It appears, therefore, that this
Congress regarded the purposes to which the land in this Territory was
to be applied, and the form of government and principles of jurisprudence
which were to prevail there, while it remained in the Territorial state,
as already determined on by the States when they had full power and right
to make the decision; and that the new Government, having received it
in this condition, ought to carry substantially into effect the plans
and principles which had been previously adopted by the States, and which
no doubt the States anticipated when they surrendered their power to the
new Government. And if we regard this clause of the Constitution as pointing
to this Territory, with a Territorial Government already established in
it, which had been ceded to the States for the purposes hereinbefore mentionedevery
word in it is perfectly appropriate and easily understood, and the provisions
it contains are in perfect harmony with the objects for which it was ceded,
and with the condition of its government as a Territory at the time. We
can, then, easily account for the manner in which the first Congress legislated
on the subjectand can also understand why this power over the territory
was associated in the same clause with the other property of the United
States, and subjected to the like power of making needful rules and regulations.
But if the clause is construed in the expanded sense contended for, so
as to embrace any territory acquired from a foreign nation by the present
Government, and to give it in such territory a despotic and unlimited
power over persons and property, such as the confederated States might
exercise in their common property, it would be difficult to account for
the phraseology used, when compared with other grants of powerand also
for its association with the other provisions in the same clause.
The Constitution
has always been remarkable for the felicity of its arrangement of different
subjects, and the perspicuity and appropriateness of the language it uses.
But if this clause is construed to extend to territory acquired by the
present Government from a foreign nation, outside of the limits of any
charter from the British Government to a colony, it would be difficult
to say, why it was deemed necessary to give the Government the power to
sell any vacant lands belonging to the sovereignty which might be found
within it; and if this was necessary, why the grant of this power should
precede the power to legislate over it and establish a Government there;
and still more difficult to say, why it was deemed necessary so specially
and particularly to grant the power to make needful rules and regulations
in relation to any personal or movable property it might acquire there.
For the words, other property necessarily, by every known rule of interpretation,
must mean property of a different description from territory or land.
And the difficulty would perhaps be insurmountable in endeavoring to account
for the last member of the sentence, which provides that 'nothing in this
Constitution shall be so construed as to prejudice any claims of the United
States or any particular State,' or to say how any particular State could
have claims in or to a territory ceded by a foreign Government, or to
account for associating this provision with the preceding provisions of
the clause, with which it would appear to have no connection.
The words
'needful rules and regulations' would seem, also, to have been cautiously
used for some definite object. They are not the words usually employed
by statesmen, when they mean to give the powers of sovereignty, or to
establish a Government, or to authorize its establishment. Thus, in the
law to renew and keep alive the ordinance of 1787, and to reestablish
the Government, the title of the law is: 'An act to provide for the government
of the territory northwest of the river Ohio.' And in the Constitution,
when granting the power to legislate over the territory that may be selected
for the seat of Government independently of a State, it does not say Congress
shall have power 'to make all needful rules and regulations respecting
the territory;' but it declares that 'Congress shall have power to exercise
exclusive legislation in all cases whatsoever over such District (not
exceeding ten miles square) as may, by cession of particular States and
the acceptance of Congress, become the seat of the Government of the United
States.
The words
'rules and regulations' are usually employed in the Constitution in speaking
of some particular specified power which it means to confer on the Government,
and not, as we have seen, when granting general powers of legislation.
As, for example, in the particular power to Congress 'to make rules for
the government and regulation of the land and naval forces, or the particular
and specific power to regulate commerce;' 'to establish an uniform rule
of naturalization;' 'to coin money and regulate the value thereof.' And
to construe the words of which we are speaking as a general and unlimited
grant of sovereignty over territories which the Government might afterwards
acquire, is to use them in a sense and for a purpose for which they were
not used in any other part of the instrument. But if confined to a particular
Territory, in which a Government and laws had already been established,
but which would require some alterations to adapt it to the new Government,
the words are peculiarly applicable and appropriate for that purpose.
The necessity
of this special provision in relation to property and the rights or property
held in common by the confederated States, is illustrated by the first
clause of the sixth article. This clause provides that 'all debts, contracts,
and engagements entered into before the adoption of this Constitution,
shall be as valid against the United States under this Government as under
the Confederation.' This provision, like the one under consideration,
was indispensable if the new Constitution was adopted. The new Government
was not a mere change in a dynasty, or in a form of government, leaving
the nation or sovereignty the same, and clothed with all the rights, and
bound by all the obligations of the preceding one. But, when the present
United States came into existence under the new Government, it was a new
political body, a new nation, then for the first time taking its place
in the family of nations. It took nothing by succession from the Confederation.
It had no right, as its successor, to any property or rights of property
which it had acquired, and was not liable for any of its obligations.
It was evidently viewed in this light by the framers of the Constitution.
And as the several States would cease to exist in their former confederated
character upon the adoption of the Constitution, and could not, in that
character, again assemble together, special provisions were indispensable
to transfer to the new Government the property and rights which at that
time they held in common; and at the same time to authorize it to lay
taxes and appropriate money to pay the common debt which they had contracted;
and this power could only be given to it by special provisions in the
Constitution. The clause in relation to the territory and other property
of the United States provided for the first, and the clause last quoted
provided for the other. They have no connection with the general powers
and rights of sovereignty delegated to the new Government, and can neither
enlarge nor diminish them. They were inserted to meet a present emergency,
and not to regulate its powers as a Government.
Indeed,
a similar provision was deemed necessary, in relation to treaties made
by the Confederation; and when in the clause next succeeding the one of
which we have last spoken, it is declared that treaties shall be the supreme
law of the land, care is taken to include, by express words, the treaties
made by the confederated States. The language is: 'and all treaties made,
or which shall be made, under the authority of the United States, shall
be the supreme law of the land.'
Whether,
therefore, we take the particular clause in question, by itself, or in
connection with the other provisions of the Constitution, we think it
clear, that it applies only to the particular territory of which we have
spoken, and cannot, by any just rule of interpretation, be extended to
territory which the new Government might afterwards obtain from a foreign
nation. Consequently, the power which Congress may have lawfully exercised
in this Territory, while it remained under a Territorial Government, and
which may have been sanctioned by judicial decision, can furnish no justification
and no argument to support a similar exercise of power over territory
afterwards acquired by the Federal Government. We put aside, therefore,
any argument, drawn from precedents, showing the extent of the power which
the General Government exercised over slavery in this Territory, as altogether
inapplicable to the case before us.
But the
case of the American and Ocean Insurance Companies v. Canter (1 Pet.,
511) has been quoted as establishing a different construction of this
clause of the Constitution. There is, however, not the slightest conflict
between the opinion now given and the one referred to; and it is only
by taking a single sentence out of the latter and separating it from the
context, that even an appearance of conflict can be shown. We need not
comment on such a mode of expounding an opinion of the court. Indeed it
most commonly misrepresents instead of expounding it. And this is fully
exemplified in the case referred to, where, if one sentence is taken by
itself, the opinion would appear to be in direct conflict with that now
given; but the words which immediately follow that sentence show that
the court did not mean to decide the point, but merely affirmed the power
of Congress to establish a Government in the Territory, leaving it an
open question, whether that power was derived from this clause in the
Constitution, or was to be necessarily inferred from a power to acquire
territory by cession from a foreign Government. The opinion on this part
of the case is short, and we give the whole of it to show how well the
selection of a single sentence is calculated to mislead.
The passage
referred to is in page 542, in which the court, in speaking of the power
of Congress to establish a Territorial Government in Florida until it
should become a State, uses the following language:
'In the
mean time Florida continues to be a Territory of the United States, governed
by that clause of the Constitution which empowers Congress to make all
needful rules and regulations respecting the territory or other property
of the United States. Perhaps the power of governing a Territory belonging
to the United States, which has not, by becoming a State, acquired the
means of self government, may result, necessarily, from the facts that
it is not within the jurisdiction of any particular State, and is within
the power and jurisdiction of the United States. The right to govern may
be the inevitable consequence of the right to acquire territory. Whichever
may be the source from which the power is derived, the possession of it
is unquestionable.'
It is thus
clear, from the whole opinion on this point, that the court did not mean
to decide whether the power was derived from the clause in the Constitution,
or was the necessary consequence of the right to acquire. They do decide
that the power in Congress is unquestionable, and in this we entirely
concur, and nothing will be found in this opinion to the contrary. The
power stands firmly on the latter alternative put by the courtthat is,
as 'the inevitable consequence of the right to acquire territory.'
And what
still more clearly demonstrates that the court did not mean to decide
the question, but leave it open for future consideration, is the fact
that the case was decided in the Circuit Court by Mr. Justice Johnson,
and his decision was affirmed by the Supreme Court. His opinion at the
circuit is given in full in a note to the case, and in that opinion he
states, in explicit terms, that the clause of the Constitution applies
only to the territory then within the limits of the United States, and
not to Florida, which had been acquired by cession from Spain. This part
of his opinion will be found in the note in page 517 of the report. But
he does not dissent from the opinion of the Supreme Court; thereby showing
that, in his judgment, as well as that of the court, the case before them
did not call for a decision on that particular point, and the court abstained
from deciding it. And in a part of its opinion subsequent to the passage
we have quoted, where the court speak of the legislative power of Congress
in Florida, they still speak with the same reserve. And in page 546, speaking
of the power of Congress to authorize the Territorial Legislature to establish
courts there, the court say: 'They are legislative courts, created in
virtue of the general right of sovereignty which exists in the Government,
or in virtue of that clause which enables Congress to make all needful
rules and regulations respecting the territory belonging to the United
States.'
It has been
said that the construction given to this clause is new, and now for the
first time brought forward. The case of which we are speaking, and which
has been so much discussed, shows that the fact is otherwise. It shows
that precisely the same question came before Mr. Justice Johnson, at his
circuit, thirty years agowas fully considered by him, and the same construction
given to the clause in the Constitution which is now given by this court.
And that upon an appeal from his decision the same question was brought
before this court, but was not decided because a decision upon it was
not required by the case before the court.
There is
another sentence in the opinion which has been commented on, which even
in a still more striking manner shows how one may mislead or be misled
by taking out a single sentence from the opinion of a court, and leaving
out of view what precedes and follows. It is in page 546, near the close
of the opinion, in which the court say: 'In legislating for them,' (the
territories of the United States,) 'Congress exercises the combined powers
of the General and of a State Government.' And it is said, that as a State
may unquestionably prohibit slavery within its territory, this sentence
decides in effect that Congress may do the same in a Territory of the
United States, exercising there the powers of a State, as well as the
power of the General Government.
The examination
of this passage in the case referred to, would be more appropriate when
we come to consider in another part of this opinion what power Congress
can constitutionally exercise in a Territory, over the rights of person
or rights of property of a citizen. But, as it is in the same case with
the passage we have before commented on, we dispose of it now, as it will
save the court from the necessity of referring again to the case. And
it will be seen upon reading the page in which this sentence is found,
that it has no reference whatever to the power of Congress over rights
of person or rights of propertybut relates altogether to the power of
establishing judicial tribunals to administer the laws constitutionally
passed, and defining the jurisdiction they may exercise.
The law
of Congress establishing a Territorial Government in Florida, provided
that the Legislature of the Territory should have legislative powers over
'all rightful objects of legislation; but no law should be valid which
was inconsistent with the laws and Constitution of the United States.'
Under the
power thus conferred, the Legislature of Florida passed an act, erecting
a tribunal at Key West to decide cases of salvage. And in the case of
which we are speaking, the question arose whether the Territorial Legislature
could be authorized by Congress to establish such a tribunal, with such
powers; and one of the parties, among other objections, insisted that
Congress could not under the Constitution authorize the Legislature of
the Territory to establish such a tribunal with such powers, but that
it must be established by Congress itself; and that a sale of cargo made
under its order, to pay salvors, was void, as made without legal authority,
and passed no property to the purshaser.
It is in
disposing of this objection that the sentence relied on occurs, and the
court begin that part of the opinion by stating with great precision the
point which they are about to decide.
They say:
'It has been contended that by the Constitution of the United States,
the judicial power of the United States extends to all cases of admiralty
and maritime jurisdiction; and that the whole of the judicial power must
be vested 'in one Supreme Court, and in such inferior courts as Congress
shall from time to time ordain and establish.' Hence it has been argued
that Congress cannot vest admiralty jurisdiction in courts created by
the Territorial Legislature.'
And after
thus clearly stating the point before them, and which they were about
to decide, they proceed to show that these Territorial tribunals were
not constitutional courts, but merely legislative, and that Congress might,
therefore, delegate the power to the Territorial Government to establish
the court in question; and they conclude that part of the opinion in the
following words: 'Although admiralty jurisdiction can be exercised in
the States in those courts only which are established in pursuance of
the third article of the Constitution, the same limitation does not extend
to the Territories. In legislating for them, Congress exercises the combined
powers of the General and State Governments.'
Thus it
will be seen by these quotations from the opinion, that the court, after
stating the question it was about to decide in a manner too plain to be
misunderstood, proceeded to decide it, and announced, as the opinion of
the tribunal, that in organizing the judicial department of the Government
in a Territory of the United States, Congress does not act under, and
is not restricted by, the third article in the Constitution, and is not
bound, in a Territory, to ordain and establish courts in which the judges
hold their offices during good behaviour, but may exercise the discretionary
power which a State exercises in establishing its judicial department,
and regulating the jurisdiction of its courts, and may authorize the Territorial
Government to establish, or may itself establish, courts in which the
judges hold their offices for a term of years only; and may vest in them
judicial power upon subjects confided to the judiciary of the United States.
And in doing this, Congress undoubtedly exercises the combined power of
the General and a State Government. It exercises the discretionary power
of a State Government in authorizing the establishment of a court in which
the judges hold their appointments for a term of years only, and not during
good behaviour; and it exercises the power of the General Government in
investing that court with admiralty jurisdiction, over which the General
Government had exclusive jurisdiction in the Territory.
No one,
we presume, will question the correctness of that opinion; nor is there
anything in conflict with it in the opinion now given. The point decided
in the case cited has no relation to the question now before the court.
That depended on the construction of the third article of the Constitution,
in relation to the judiciary of the United States, and the power which
Congress might exercise in a Territory in organizing the judicial department
of the Government. The case before us depends upon other and different
provisions of the Constitution, altogether separate and apart from the
one above mentioned. The question as to what courts Congress may ordain
or establish in a Territory to administer laws which the Constitution
authorizes it to pass, and what laws it is or is not authorized by the
Constitution to pass, are widely different are regulated by different
and separate articles of the Constitution, and stand upon different principles.
And we are satisfied that no one who reads attentively the page in Peters's
Reports to which we have referred, can suppose that the attention of the
court was drawn for a moment to the question now before this court, or
that it meant in that case to say that Congress had a right to prohibit
a citizen of the United States from taking any property which he lawfully
held into a Territory of the United States.
This brings
us to examine by what provision of the Constitution the present Federal
Government, under its delegated and restricted powers, is authorized to
acquire territory outside of the original limits of the United States,
and what powers it may exercise therein over the person or property of
a citizen of the United States, while it remains a Territory, and until
it shall be admitted as one of the States of the Union.
There is
certainly no power given by the Constitution to the Federal Government
to establish or maintain colonies bordering on the United States or at
a distance, to be ruled and governed at its own pleasure; nor to enlarge
its territorial limits in any way, except by the admission of new States.
That power is plainly given; and if a new State is admitted, it needs
no further legislation by Congress, because the Constitution itself defines
the relative rights and powers, and duties of the State, and the citizens
of the State, and the Federal Government. But no power is given to acquire
a Territory to be held and governed permanently in that character.
And indeed
the power exercised by Congress to acquire territory and establish a Government
there, according to its own unlimited discretion, was viewed with great
jealousy by the leading statesmen of the day. And in the Federalist, (No.
38,) written by Mr. Madison, he speaks of the acquisition of the Northwestern
Territory by the confederated States, by the cession from Virginia, and
the establishment of a Government there, as an exercise of power not warranted
by the Articles of Confederation, and dangerous to the liberties of the
people. And he urges the adoption of the Constitution as a security and
safeguard against such an exercise of power.
We do not
mean, however, to question the power of Congress in this respect. The
power to expand the territory of the United States by the admission of
new States is plainly given; and in the construction of this power by
all the departments of the Government, it has been held to authorize the
acquisition of territory, not fit for admission at the time, but to be
admitted as soon as its population and situation would entitle it to admission.
It is acquired to become a State, and not to be held as a colony and governed
by Congress with absolute authority; and as the propriety of admitting
a new State is committed to the sound discretion of Congress, the power
to acquire territory for that purpose, to be held by the United States
until it is in a suitable condition to become a State upon an equal footing
with the other States, must rest upon the same discretion. It is a question
for the political department of the Government, and not the judicial;
and whatever the political departent of the Government shall recognise
as within the limits of the United States, the judicial department is
also bound to recognise, and to administer in it the laws of the United
States, so far as they apply, and to maintain in the Territory the authority
and rights of the Government, and also the personal rights and rights
of property of individual citizens, as secured by the Constitution. All
we mean to say on this point is, that, as there is no express regulation
in the Constitution defining the power which the General Government may
exercise over the person or property of a citizen in a Territory thus
acquired, the court must necessarily look to the provisions and principles
of the Constitution, and its distribution of powers, for the rules and
principles by which its decision must be governed.
Taking this
rule to guide us, it may be safely assumed that citizens of the United
States who migrate to a Territory belonging to the people of the United
States, cannot be ruled as mere colonists, dependent upon the will of
the General Government, and to be governed by any laws it may think proper
to impose. The principle upon which our Governments rest, and upon which
alone they continue to exist, is the union of States, sovereign and independent
within their own limits in their internal and domestic concerns, and bound
together as one people by a General Government, possessing certain enumerated
and restricted powers, delegated to it by the people of the several States,
and exercising supreme authority within the scope of the powers granted
to it, throughout the dominion of the United States. A power, therefore,
in the General Government to obtain and hold colonies and dependent territories,
over which they might legislate without restriction, would be inconsistent
with its own existence in its present form. Whatever it acquires, it acquires
for the benefit of the people of the several States who created it. It
is their trustee acting for them, and charged with the duty of promoting
the interests of the whole people of the Union in the exercise of the
powers specifically granted.
At the time
when the Territory in question was obtained by cession from France, it
contained no population fit to be associated together and admitted as
a State; and it therefore was absolutely necessary to hold possession
of it, as a Territory belonging to the United States, until it was settled
and inhabited by a civilized community capable of selfgovernment, and
in a condition to be admitted on equal terms with the other States as
a member of the Union. But, as we have before said, it was acquired by
the General Government, as the representative and trustee of the people
of the United States, and it must therefore be held in that character
for their common and equal benefit; for it was the people of the several
States, acting through their agent and representative, the Federal Government,
who in fact acquired the Territory in question, and the Government holds
it for their common use until it shall be associated with the other States
as a member of the Union.
But until
that time arrives, it is undoubtedly necessary that some Government should
be established, in order to organize society, and to protect the inhabitants
in their persons and property; and as the people of the United States
could act in this matter only through the Government which represented
them, and the through which they spoke and acted when the Territory was
obtained, it was not only within the scope of its powers, but it was its
duty to pass such laws and establish such a Government as would enable
those by whose authority they acted to reap the advantages anticipated
from its acquisition, and to gather there a population which would enable
it to assume the position to which it was destined among the States of
the Union. The power to acquire necessarily carries with it the power
to preserve and apply to the purposes for which it was acquired. The form
of government to be established necessarily rested in the discretion of
Congress. It was their duty to establish the one that would be best suited
for the protection and security of the citizens of the United States,
and other inhabitants who might be authorized to take up their abode there,
and that must always depend upon the existing condition of the Territory,
as to the number and character of its inhabitants, and their situation
in the Territory. In some cases a Government, consisting of persons appointed
by the Federal Government, would best subserve the interests of the Territory,
when the inhabitants were few and scattered, and new to one another. In
other instances, it would be more advisable to commit the powers of selfgovernment
to the people who had settled in the Territory, as being the most competent
to determine what was best for their own interests. But some form of civil
authority would be absolutely necessary to organize and preserve civilized
society, and prepare it to become a State; and what is the best form must
always depend on the condition of the Territory at the time, and the choice
of the mode must depend upon the exercise of a discretionary power by
Congress, acting within the scope of its constitutional authority, and
not infringing upon the rights of person or rights of property of the
citizen who might go there to reside, or for any other lawful purpose.
It was acquired by the exercise of this discretion, and it must be held
and governed in like manner, until it is fitted to be a State.
But the
power of Congress over the person or property of a citizen can never be
a mere discretionary power under our Constitution and form of Government.
The powers of the Government and the rights and privileges of the citizen
are regulated and plainly defined by the Constitution itself. And when
the Territory becomes a part of the United States, the Federal Government
enters into possession in the character impressed upon it by those who
created it. It enters upon it with its powers over the citizen strictly
defined, and limited by the Constitution, from which it derives its own
existence, and by virtue of which alone it continues to exist and act
as a Government and sovereignty. It has no power of any kind beyond it;
and it cannot, when it enters a Territory of the United States, put off
its character, and assume discretionary or despotic powers which the Constitution
has denied to it. It cannot create for itself a new character separated
from the citizens of the United States, and the duties it owes them under
the provisions of the Constitution. The Territory being a part of the
United States, the Government and the citizen both enter it under the
authority of the Constitution, with their respective rights defined and
marked out; and the Federal Government can exercise no power over his
person or property, beyond what that instrument confers, nor lawfully
deny any right which it has reserved.
A reference
to a few of the provisions of the Constitution will illustrate this proposition.
For example,
no one, we presume, will contend that Congress can make any law in a Territory
respecting the establishment of religion, or the free exercise thereof,
or abridging the freedom of speech or of the press, or the right of the
people of the Territory peaceably to assemble, and to petition the Government
for the redress of grievances.
Nor can
Congress deny to the people the right to keep and bear arms, nor the right
to trial by jury, nor compel any one to be a witness against himself in
a criminal proceeding.
These powers,
and others, in relation to rights of person, which it is not necessary
here to enumerate, are, in express and positive terms, denied to the General
Government; and the rights of private property have been guarded with
equal care. Thus the rights of property are united with the rights of
person, and placed on the same ground by the fifth amendment to the Constitution,
which provides that no person shall be deprived of life, liberty, and
property, without due process of law. And an act of Congress which deprives
a citizen of the United States of his liberty or property, merely because
he came himself or brought his property into a particular Territory of
the United States, and who had committed no offence against the laws,
could hardly be dignified with the name of due process of law.
So, too,
it will hardly be contended that Congress could by law quarter a soldier
in a house in a Territory without the consent of the owner, in time of
peace; nor in time of war, but in a manner prescribed by law. Nor could
they by law forfeit the property of a citizen in a Territory who was convicted
of treason, for a longer period than the life of the person convicted;
nor take private property for public use without just compensation.
The powers
over person and property of which we speak are not only not granted to
Congress, but are in express terms denied, and they are forbidden to exercise
them. And this prohibition is not confined to the States, but the words
are general, and extend to the whole territory over which the Constitution
gives it power to legislate, including those portions of it remaining
under Territorial Government, as well as that covered by States. It is
a total absence of power everywhere within the dominion of the United
States, and places the citizens of a Territory, so far as these rights
are concerned, on the same footing with citizens of the States, and guards
them as firmly and plainly against any inroads which the General Government
might attempt, under the plea of implied or incidental powers. And if
Congress itself cannot do thisif it is beyond the powers conferred on
the Federal Governmentit will be admitted, we presume, that it could not
authorize a Territorial Government to exercise them. It could confer no
power on any local Government, established by its authority, to violate
the provisions of the Constitution.
It seems,
however, to be supposed, that there is a difference between property in
a slave and other property, and that different rules may be applied to
it in expounding the Constitution of the United States. And the laws and
usages of nations, and the writings of eminent jurists upon the relation
of master and slave and their mutual rights and duties, and the powers
which Governments may exercise over it, have been dwelt upon in the argument.
But in considering
the question before us, it must be borne in mind that there is no law
of nations standing between the people of the United States and their
Government, and interfering with their relation to each other. The powers
of the Government, and the rights of the citizen under it, are positive
and practical regulations plainly written down. The people of the United
States have delegated to it certain enumerated powers, and forbidden it
to exercise others. It has no power over the person or property of a citizen
but what the citizens of the United States have granted. And no laws or
usages of other nations, or reasoning of statesmen or jurists upon the
relations of master and slave, can enlarge the powers of the Government,
or take from the citizens the rights they have reserved. And if the Constitution
recognises the right of property of the master in a slave, and makes no
distinction between that description of property and other property owned
by a citizen, no tribunal, acting under the authority of the United States,
whether it be legislative, executive, or judicial, has a right to draw
such a distinction, or deny to it the benefit of the provisions and guarantees
which have been provided for the protection of private property against
the encroachments of the Government.
Now, as
we have already said in an earlier part of this opinion, upon a different
point, the right of property in a slave is distinctly and expressly affirmed
in the Constitution. The right to traffic in it, like an ordinary article
of merchandise and property, was guarantied to the citizens of the United
States, in every State that might desire it, for twenty years. And the
Government in express terms is pledged to protect it in all future time,
if the slave escapes from his owner. This is done in plain wordstoo plain
to be misunderstood. And no word can be found in the Constitution which
gives Congress a greater power over slave property, or which entitles
property of that kind to less protection that property of any other description.
The only power conferred is the power coupled with the duty of guarding
and protecting the owner in his rights.
Upon these
considerations, it is the opinion of the court that the act of Congress
which prohibited a citizen from holding and owning property of this kind
in the territory of the United States north of the line therein mentioned,
is not warranted by the Constitution, and is therefore void; and that
neither Dred Scott himself, nor any of his family, were made free by being
carried into this territory; even if they had been carried there by the
owner, with the intention of becoming a permanent resident.
We have
so far examined the case, as it stands under the Constitution of the United
States, and the powers thereby delegated to the Federal Government.
But there
is another point in the case which depends on State power and State law.
And it is contended, on the part of the plaintiff, that he is made free
by being taken to Rock Island, in the State of Illinois, independently
of his residence in the territory of the United States; and being so made
free, he was not again reduced to a state of slavery by being brought
back to Missouri.
Our notice
of this part of the case will be very brief; for the principle on which
it depends was decided in this court, upon much consideration, in the
case of Strader et al. v. Graham, reported in 10th Howard, 82. In that
case, the slaves had been taken from Kentucky to Ohio, with the consent
of the owner, and afterwards brought back to Kentucky. And this court
held that their status or condition, as free or slave, depended upon the
laws of Kentucky, when they were brought back into that State, and not
of Ohio; and that this court had no jurisdiction to revise the judgment
of a State court upon its own laws. This was the point directly before
the court, and the decision that this court had not jurisdiction turned
upon it, as will be seen by the report of the case.
So in this
case. As Scott was a slave when taken into the State of Illinois by his
owner, and was there held as such, and brought back in that character,
his status, as free or slave, depended on the laws of Missouri, and not
of Illinois.
It has,
however, been urged in the argument, that by the laws of Missouri he was
free on his return, and that this case, therefore, cannot be governed
by the case of Strader et al. v. Graham, where it appeared, by the laws
of Kentucky, that the plaintiffs continued to be slaves on their return
from Ohio. But whatever doubts or opinions may, at one time, have been
entertained upon this subject, we are satisfied, upon a careful examination
of all the cases decided in the State courts of Missouri referred to,
that it is now firmly settled by the decisions of the highest court in
the State, that Scott and his family upon their return were not free,
but were, by the laws of Missouri, the property of the defendant; and
that the Circuit Court of the United States had no jurisdiction, when,
by the laws of the State, the plaintiff was a slave, and not a citizen.
Moreover,
the plaintiff, it appears, brought a similar action against the defendant
in the State court of Missouri, claiming the freedom of himself and his
family upon the same grounds and the same evidence upon which hw relies
in the case before the court. The case was carried before the Supreme
Court of the State; was fully argued there; and that court decided that
neither the plaintiff nor his family were entitled to freedom, and were
still the slaves of the defendant; and reversed the judgment of the inferior
State court, which had given a different decision. If the plaintiff supposed
that this judgment of the Supreme Court of the State was erroneous, and
that this court had jurisdiction to revise and reverse it, the only mode
by which he could legally bring it before this court was by writ of error
directed to the Supreme Court of the State, requiring it to transmit the
record to this court. If this had been done, it is too plain for argument
that the writ must have been dismissed for want of jurisdiction in this
court. The case of Strader and others v. Graham is directly in point;
and, indeed, independent of any decision, the language of the 25th section
of the act of 1789 is too clear and precise to admit of controversy.
But the
plaintiff did not pursue the mode prescribed by law for bringing the judgment
of a State court before this court for revision, but suffered the case
to be remanded to the inferior State court, where it is still continued,
and is, by agreement of parties, to await the judgment of this court on
the point. All of this appears on the record before us, and by the printed
report of the case.
And while
the case is yet open and pending in the inferior State court, the plaintiff
goes into the Circuit Court of the United States, upon the same case and
the same evidence, and against the same party, and proceeds to judgment,
and then brings here the same case from the Circuit Court, which the law
would not have permitted him to bring directly from the State court. And
if this court takes jurisdiction in this form, the result, so far as the
rights of the respective parties are concerned, is in every respect substantially
the same as if it had in open violation of law entertained jurisdiction
over the judgment of the State court upon a writ of error, and revised
and reversed its judgment upon the ground that its opinion upon the question
of law was erroneous. It would ill become this court to sanction such
an attempt to evade the law, or to exercise an appellate power in this
circuitous way, which it is forbidden to exercise in the direct and regular
and invariable forms of judicial proceedings.
Upon the
whole, therefore, it is the judgment of this court, that it appears by
the record before us that the plaintiff in error is not a citizen of Missouri,
in the sense in which that word is used in the Constitution; and that
the Circuit Court of the United States, for that reason, had no jurisdiction
in the case, and could give no judgment in it. Its judgment for the defendant
must, consequently, be reversed, and a mandate issued, directing the suit
to be dismissed for want of jurisdiction.
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