THE FEDERALIST
PAPERS
No. 10:
The Same Subject Continued (The Union as a Safeguard Against Domestic
Faction and Insurrection)
From the New York Packet.l
Friday, November 23, 1787.
MADISON
To the People
of the State of New York:
AMONG the
numerous advantages promised by a well constructed Union, none deserves
to be more accurately developed than its tendency to break and control
the violence of faction. The friend of popular governments never finds
himself so much alarmed for their character and fate, as when he contemplates
their propensity to this dangerous vice. He will not fail, therefore,
to set a due value on any plan which, without violating the principles
to which he is attached, provides a proper cure for it. The instability,
injustice, and confusion introduced into the public councils, have, in
truth, been the mortal diseases under which popular governments have everywhere
perished; as they continue to be the favorite and fruitful topics from
which the adversaries to liberty derive their most specious declamations.
The valuable improvements made by the American constitutions on the popular
models, both ancient and modern, cannot certainly be too much admired;
but it would be an unwarrantable partiality, to contend that they have
as effectually obviated the danger on this side, as was wished and expected.
Complaints are everywhere heard from our most considerate and virtuous
citizens, equally the friends of public and private faith, and of public
and personal liberty, that our governments are too unstable, that the
public good is disregarded in the conflicts of rival parties, and that
measures are too often decided, not according to the rules of justice
and the rights of the minor party, but by the superior force of an interested
and overbearing majority. However anxiously we may wish that these complaints
had no foundation, the evidence, of known facts will not permit us to
deny that they are in some degree true. It will be found, indeed, on a
candid review of our situation, that some of the distresses under which
we labor have been erroneously charged on the operation of our governments;
but it will be found, at the same time, that other causes will not alone
account for many of our heaviest misfortunes; and, particularly, for that
prevailing and increasing distrust of public engagements, and alarm for
private rights, which are echoed from one end of the continent to the
other. These must be chiefly, if not wholly, effects of the unsteadiness
and injustice with which a factious spirit has tainted our public administrations.
By a faction,
I understand a number of citizens, whether amounting to a majority or
a minority of the whole, who are united and actuated by some common impulse
of passion, or of interest, adversed to the rights of other citizens,
or to the permanent and aggregate interests of the community.
There are
two methods of curing the mischiefs of faction: the one, by removing its
causes; the other, by controlling its effects.
There are
again two methods of removing the causes of faction: the one, by destroying
the liberty which is essential to its existence; the other, by giving
to every citizen the same opinions, the same passions, and the same interests.
It could
never be more truly said than of the first remedy, that it was worse than
the disease. Liberty is to faction what air is to fire, an aliment without
which it instantly expires. But it could not be less folly to abolish
liberty, which is essential to political life, because it nourishes faction,
than it would be to wish the annihilation of air, which is essential to
animal life, because it imparts to fire its destructive agency.
The second
expedient is as impracticable as the first would be unwise. As long as
the reason of man continues fallible, and he is at liberty to exercise
it, different opinions will be formed. As long as the connection subsists
between his reason and his self-love, his opinions and his passions will
have a reciprocal influence on each other; and the former will be objects
to which the latter will attach themselves. The diversity in the faculties
of men, from which the rights of property originate, is not less an insuperable
obstacle to a uniformity of interests. The protection of these faculties
is the first object of government. From the protection of different and
unequal faculties of acquiring property, the possession of different degrees
and kinds of property immediately results; and from the influence of these
on the sentiments and views of the respective proprietors, ensues a division
of the society into different interests and parties.
The latent
causes of faction are thus sown in the nature of man; and we see them
everywhere brought into different degrees of activity, according to the
different circumstances of civil society. A zeal for different opinions
concerning religion, concerning government, and many other points, as
well of speculation as of practice; an attachment to different leaders
ambitiously contending for pre-eminence and power; or to persons of other
descriptions whose fortunes have been interesting to the human passions,
have, in turn, divided mankind into parties, inflamed them with mutual
animosity, and rendered them much more disposed to vex and oppress each
other than to co-operate for their common good. So strong is this propensity
of mankind to fall into mutual animosities, that where no substantial
occasion presents itself, the most frivolous and fanciful distinctions
have been sufficient to kindle their unfriendly passions and excite their
most violent conflicts. But the most common and durable source of factions
has been the various and unequal distribution of property. Those who hold
and those who are without property have ever formed distinct interests
in society. Those who are creditors, and those who are debtors, fall under
a like discrimination. A landed interest, a manufacturing interest, a
mercantile interest, a moneyed interest, with many lesser interests, grow
up of necessity in civilized nations, and divide them into different classes,
actuated by different sentiments and views. The regulation of these various
and interfering interests forms the principal task of modern legislation,
and involves the spirit of party and faction in the necessary and ordinary
operations of the government.
No man is
allowed to be a judge in his own cause, because his interest would certainly
bias his judgment, and, not improbably, corrupt his integrity. With equal,
nay with greater reason, a body of men are unfit to be both judges and
parties at the same time; yet what are many of the most important acts
of legislation, but so many judicial determinations, not indeed concerning
the rights of single persons, but concerning the rights of large bodies
of citizens? And what are the different classes of legislators but advocates
and parties to the causes which they determine? Is a law proposed concerning
private debts? It is a question to which the creditors are parties on
one side and the debtors on the other. Justice ought to hold the balance
between them. Yet the parties are, and must be, themselves the judges;
and the most numerous party, or, in other words, the most powerful faction
must be expected to prevail. Shall domestic manufactures be encouraged,
and in what degree, by restrictions on foreign manufactures? are questions
which would be differently decided by the landed and the manufacturing
classes, and probably by neither with a sole regard to justice and the
public good. The apportionment of taxes on the various descriptions of
property is an act which seems to require the most exact impartiality;
yet there is, perhaps, no legislative act in which greater opportunity
and temptation are given to a predominant party to trample on the rules
of justice. Every shilling with which they overburden the inferior number,
is a shilling saved to their own pockets.
It is in
vain to say that enlightened statesmen will be able to adjust these clashing
interests, and render them all subservient to the public good. Enlightened
statesmen will not always be at the helm. Nor, in many cases, can such
an adjustment be made at all without taking into view indirect and remote
considerations, which will rarely prevail over the immediate interest
which one party may find in disregarding the rights of another or the
good of the whole.
The inference
to which we are brought is, that the CAUSES of faction cannot be removed,
and that relief is only to be sought in the means of controlling its EFFECTS.
If a faction
consists of less than a majority, relief is supplied by the republican
principle, which enables the majority to defeat its sinister views by
regular vote. It may clog the administration, it may convulse the society;
but it will be unable to execute and mask its violence under the forms
of the Constitution. When a majority is included in a faction, the form
of popular government, on the other hand, enables it to sacrifice to its
ruling passion or interest both the public good and the rights of other
citizens. To secure the public good and private rights against the danger
of such a faction, and at the same time to preserve the spirit and the
form of popular government, is then the great object to which our inquiries
are directed. Let me add that it is the great desideratum by which this
form of government can be rescued from the opprobrium under which it has
so long labored, and be recommended to the esteem and adoption of mankind.
By what means
is this object attainable? Evidently by one of two only. Either the existence
of the same passion or interest in a majority at the same time must be
prevented, or the majority, having such coexistent passion or interest,
must be rendered, by their number and local situation, unable to concert
and carry into effect schemes of oppression. If the impulse and the opportunity
be suffered to coincide, we well know that neither moral nor religious
motives can be relied on as an adequate control. They are not found to
be such on the injustice and violence of individuals, and lose their efficacy
in proportion to the number combined together, that is, in proportion
as their efficacy becomes needful.
From this
view of the subject it may be concluded that a pure democracy, by which
I mean a society consisting of a small number of citizens, who assemble
and administer the government in person, can admit of no cure for the
mischiefs of faction. A common passion or interest will, in almost every
case, be felt by a majority of the whole; a communication and concert
result from the form of government itself; and there is nothing to check
the inducements to sacrifice the weaker party or an obnoxious individual.
Hence it is that such democracies have ever been spectacles of turbulence
and contention; have ever been found incompatible with personal security
or the rights of property; and have in general been as short in their
lives as they have been violent in their deaths. Theoretic politicians,
who have patronized this species of government, have erroneously supposed
that by reducing mankind to a perfect equality in their political rights,
they would, at the same time, be perfectly equalized and assimilated in
their possessions, their opinions, and their passions.
A republic,
by which I mean a government in which the scheme of representation takes
place, opens a different prospect, and promises the cure for which we
are seeking. Let us examine the points in which it varies from pure democracy,
and we shall comprehend both the nature of the cure and the efficacy which
it must derive from the Union.
The two great
points of difference between a democracy and a republic are: first, the
delegation of the government, in the latter, to a small number of citizens
elected by the rest; secondly, the greater number of citizens, and greater
sphere of country, over which the latter may be extended.
The effect
of the first difference is, on the one hand, to refine and enlarge the
public views, by passing them through the medium of a chosen body of citizens,
whose wisdom may best discern the true interest of their country, and
whose patriotism and love of justice will be least likely to sacrifice
it to temporary or partial considerations. Under such a regulation, it
may well happen that the public voice, pronounced by the representatives
of the people, will be more consonant to the public good than if pronounced
by the people themselves, convened for the purpose. On the other hand,
the effect may be inverted. Men of factious tempers, of local prejudices,
or of sinister designs, may, by intrigue, by corruption, or by other means,
first obtain the suffrages, and then betray the interests, of the people.
The question resulting is, whether small or extensive republics are more
favorable to the election of proper guardians of the public weal; and
it is clearly decided in favor of the latter by two obvious considerations:
In the first
place, it is to be remarked that, however small the republic may be, the
representatives must be raised to a certain number, in order to guard
against the cabals of a few; and that, however large it may be, they must
be limited to a certain number, in order to guard against the confusion
of a multitude. Hence, the number of representatives in the two cases
not being in proportion to that of the two constituents, and being proportionally
greater in the small republic, it follows that, if the proportion of fit
characters be not less in the large than in the small republic, the former
will present a greater option, and consequently a greater probability
of a fit choice.
In the next
place, as each representative will be chosen by a greater number of citizens
in the large than in the small republic, it will be more difficult for
unworthy candidates to practice with success the vicious arts by which
elections are too often carried; and the suffrages of the people being
more free, will be more likely to centre in men who possess the most attractive
merit and the most diffusive and established characters.
It must be
confessed that in this, as in most other cases, there is a mean, on both
sides of which inconveniences will be found to lie. By enlarging too much
the number of electors, you render the representatives too little acquainted
with all their local circumstances and lesser interests; as by reducing
it too much, you render him unduly attached to these, and too little fit
to comprehend and pursue great and national objects. The federal Constitution
forms a happy combination in this respect; the great and aggregate interests
being referred to the national, the local and particular to the State
legislatures.
The other
point of difference is, the greater number of citizens and extent of territory
which may be brought within the compass of republican than of democratic
government; and it is this circumstance principally which renders factious
combinations less to be dreaded in the former than in the latter. The
smaller the society, the fewer probably will be the distinct parties and
interests composing it; the fewer the distinct parties and interests,
the more frequently will a majority be found of the same party; and the
smaller the number of individuals composing a majority, and the smaller
the compass within which they are placed, the more easily will they concert
and execute their plans of oppression. Extend the sphere, and you take
in a greater variety of parties and interests; you make it less probable
that a majority of the whole will have a common motive to invade the rights
of other citizens; or if such a common motive exists, it will be more
difficult for all who feel it to discover their own strength, and to act
in unison with each other. Besides other impediments, it may be remarked
that, where there is a consciousness of unjust or dishonorable purposes,
communication is always checked by distrust in proportion to the number
whose concurrence is necessary.
Hence, it
clearly appears, that the same advantage which a republic has over a democracy,
in controlling the effects of faction, is enjoyed by a large over a small
republic, -- is enjoyed by the Union over the States composing it. Does
the advantage consist in the substitution of representatives whose enlightened
views and virtuous sentiments render them superior to local prejudices
and schemes of injustice? It will not be denied that the representation
of the Union will be most likely to possess these requisite endowments.
Does it consist in the greater security afforded by a greater variety
of parties, against the event of any one party being able to outnumber
and oppress the rest? In an equal degree does the increased variety of
parties comprised within the Union, increase this security. Does it, in
fine, consist in the greater obstacles opposed to the concert and accomplishment
of the secret wishes of an unjust and interested majority? Here, again,
the extent of the Union gives it the most palpable advantage.
The influence
of factious leaders may kindle a flame within their particular States,
but will be unable to spread a general conflagration through the other
States. A religious sect may degenerate into a political faction in a
part of the Confederacy; but the variety of sects dispersed over the entire
face of it must secure the national councils against any danger from that
source. A rage for paper money, for an abolition of debts, for an equal
division of property, or for any other improper or wicked project, will
be less apt to pervade the whole body of the Union than a particular member
of it; in the same proportion as such a malady is more likely to taint
a particular county or district, than an entire State.
In the extent
and proper structure of the Union, therefore, we behold a republican remedy
for the diseases most incident to republican government. And according
to the degree of pleasure and pride we feel in being republicans, ought
to be our zeal in cherishing the spirit and supporting the character of
Federalists.
PUBLIUS
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